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Scott S. Scherer
SCHERER FINANCIAL ADVISORY SERVICES
Dallas, TX 75248
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CRD#: 2561530
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Professional summary
Scott Stephen Scherer, CFP® is a registered financial advisor currently at SCHERER FINANCIAL ADVISORY SERVICES, LLC located in Dallas, Texas.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Scott has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Tax Planning
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Scherer Financial Advisory Services, LLC Address: 1Dallas, TX Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related:Yes Start Date: 01/30/2006 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Sale of life insurance, fixed annuites, LTD and LTC. 2) Scott S Scherer CPA, LLC Address: Dallas, TX Nature of the Business: Accounting/CPA Position/Title: Proprietor/Owner Investment Related: No Start Date: 09/06/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Tax Preparation and Consulting. I am a CPA and I do tax returns for my investment clients. I do sell LTC, life insurance and fixed annuities.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Stephen Scherer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
December 6, 2021 - Present
SCHERER FINANCIAL ADVISORY SERVICES, LLC
Office #1: 16250 Knoll Trail Drive Suite 207, Dallas, TX 75248RIA
CRD#: 317435
Dallas, TX
Past
January 2, 2009 - April 6, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
DALLAS, TX
Past
January 10, 1996 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
DALLAS, TX
Past
October 16, 1995 - April 6, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SCHERER FINANCIAL ADVISORY SERVICES, LLC
SCHERER FINANCIAL ADVISORY SERVICES, LLC
CRD#: 317435 / SEC#: 801-122809
RIA
Registered Investment Advisory firm - (12/6/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(12/6/2021)
IAR
Texas(12/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SF
SCHERER FINANCIAL ADVISORY SERVICES, LLC
SCHERER FINANCIAL ADVISORY SERVICES, LLC
CRD#: 317435 / SEC#: 801-122809
RIA
Registered Investment Advisory firm - (12/6/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16250 Knoll Trail Drive Suite 207, Dallas, TX 75248
Mailing Address
Phone number
(972) 267-9655
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 163 |
| AUM (Assets Under Management) | $ 138,800,860 |
Red Flags
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Company Information
SCHERER FINANCIAL ADVISORY SERVICES, LLC
CRD#: 317435Dallas, TX 75248TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
