David S. Paget
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Scott Paget was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 5 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2008 - December 4, 2013
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
October 15, 2000 - June 10, 2003
CEDAR HILL ASSOCIATES INC
November 16, 1999 - June 10, 2003
CEDAR HILL FINANCIAL SERVICES, INC.
July 2, 1998 - January 8, 1999
GRAYSTONE PARTNERS L.P.
December 6, 1994 - April 18, 1997
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
CRD#: 135131 / SEC#: , 8-66889
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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