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RJ

Robert H. Johnson

EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS
Houston, TX 77002
Some features on this profile are disabled
CRD#: 2561366
RJ

Professional summary

Robert Hodges Johnson JR, who also goes by Rob Johnson, Robert Hodges Johnson, is a registered financial professional currently at EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC located in Houston, Texas.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rob Johnson | Robert Hodges Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Hodges Johnson JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 18, 2018 - Present

EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC

Office #1: Three Allen Center 333 Clay Street, Suite 3500, Houston, TX 77002
BD
CRD#: 288254
Houston, TX
Past

July 1, 2003 - May 14, 2015

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
HOUSTON, TX
Past

October 1, 1999 - July 1, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

May 19, 1998 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

January 3, 1995 - March 13, 1998

CITICORP SECURITIES, INC.

BD
CRD#: 7474
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(2/11/2021)
RR
New York
(2/28/2021)
RR
Texas
(2/25/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 1/4/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/30/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/21/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

EG
EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC
EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC

CRD#: 288254 / SEC#: , 8-69932

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
600 New Hampshire Ave Nw Suite 1200, Washington, DC 20037
Mailing Address
600 New Hampshire Ave Nw Suite 1200, Washington, DC 20037
Phone number
(202) 600-3300
Established
Delaware since 02/13/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EIG ASSET MANAGEMENT, LLCSOLE MEMBER
DRAKE, BROOKECHIEF COMPLIANCE OFFICER7144591
JAMISON, ANDREW PHILIPPRESIDENT AND CEO7804885
ZUCKER, BRIAN FREDFINOP AND CFO1484733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC

CRD#: 288254Houston, TX 77002

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