Edward L. Chandler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Lee Chandler, who also goes by Ed Chandler, Edward L Chandler, Edward Chandler, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1996. Edward had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2017 - October 17, 2018
M&T SECURITIES, INC.
April 12, 2017 - October 17, 2018
M&T SECURITIES, INC.
July 25, 2016 - March 23, 2017
NYLIFE SECURITIES LLC
September 11, 2012 - November 7, 2013
YOUNG AMERICA CAPITAL, LLC
May 6, 2010 - November 1, 2010
WALTON SECURITIES, INC.
November 19, 2009 - January 25, 2010
TNP SECURITIES, LLC
December 11, 2007 - March 10, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
March 19, 2007 - October 30, 2007
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
April 4, 2001 - January 30, 2007
BOSTON CAPITAL SECURITIES, INC.
June 29, 2000 - March 22, 2001
TD AMERITRADE, INC.
June 15, 1998 - May 5, 2000
EATON VANCE DISTRIBUTORS, INC.
February 24, 1998 - June 11, 1998
COMMONWEALTH FINANCIAL NETWORK
November 25, 1996 - October 3, 1997
BROWNCO, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M&T SECURITIES, INC.
CRD#: 17358 / SEC#: , 8-35185
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M&T BANK CORPORATION | SHAREHOLDER | |
| BRETT, MICHELLE THERESE | DIRECTOR | 7965730 |
| COLLINS, ATWOOD III | DIRECTOR | 5634496 |
| DETTMANN, BRIAN JOHN | DIRECTOR | 4659106 |
| GIORGIO, HUGH EVANS | DIRECTOR | 7535939 |
| HOGAN, PAUL JOSEPH | DIRECTOR | 2849151 |
| NEWCOMB, MICHAEL FRANCIS II | DIRECTOR | 2097837 |
| PETRUS, TANYA MARIE | FINOP | 4848556 |
| REILLY, MICHAEL MACKAY | DIRECTOR | 4575618 |
| REMORENKO, ALEXSANDRA | CHIEF COMPLIANCE OFFICER | 5699601 |
| REMORENKO, ALEXSANDRA | PRESIDENT | 5699601 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
