James Christopher Davis
CFP®Professional Summary
James Christopher Davis, CFP®, who also goes by Jim Davis, is a registered financial advisor currently at NAPLES GLOBAL ADVISORS located in Vero Beach, Florida. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
I offer comprehensive, objective financial services to individuals and their families who desire a high level of personalized service. I am dedicated to providing clear and straightforward recommendations designed to help you grow and protect your wealth.
Other Aliases
Jim Davis
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
Education
University of Georgia
Finance, Bachelor of Business Administration
Finance, Bachelor of Business Administration
1982
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Current Firm
NAPLES GLOBAL ADVISORS | VERO BEACH GLOBAL ADVISORS | NAPLES GLOBAL ADVISORS LLC
Contact Information
Main Address
856 3rd Avenue South Ste. 200, Naples, FL 34102Phone Number
(239) 776-7900# of Employees
20SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,791AUM (Assets Under Management)
$1,996,829,577Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | Cover Page | Report |
| 01/27/2025 | Cover Page | Report |
| 01/27/2025 | Cover Page | Report |
| 03/25/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NAPLES GLOBAL ADVISORS | VERO BEACH GLOBAL ADVISORS | NAPLES GLOBAL ADVISORS LLC
State Registrations and Notice Filings
(5/12/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Christopher Davis's CRS (Customer Relationship Summary).
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