Heath B. Goldman

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CRD#: 2560987

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Heath Bryan Goldman, who also goes by Heath B Goldman, Heath Bryan Goldman, was a registered financial professional .

Heath is a previously registered financial professional and started their career in finance in 1994. Heath had worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Heath B Goldman | Heath Bryan Goldman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 26, 2018 - January 2, 2026

WORLD EQUITY GROUP, INC.

RIA

CRD#: 29087

Sherman Oaks, CA

Past

April 20, 2018 - January 2, 2026

WORLD EQUITY GROUP, INC.

CRD#: 29087

Sherman Oaks, CA

Past

April 5, 2017 - April 23, 2018

OMNIA CAPITAL MANAGEMENT, INC.

RIA

CRD#: 151504

Sherman Oaks, CA

Past

July 28, 2015 - January 23, 2017

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

GLENDALE, CA

Past

July 16, 2015 - January 23, 2017

PARK AVENUE SECURITIES LLC

CRD#: 46173

GLENDALE, CA

Past

October 28, 2008 - July 1, 2015

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

SHERMAN OAKS, CA

Past

October 24, 2008 - July 1, 2015

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

SHERMAN OAKS, CA

Past

December 14, 2004 - October 24, 2008

QA3 FINANCIAL LLC

RIA

CRD#: 104957

SHERMAN OAKS, CA

Past

December 14, 2004 - October 24, 2008

QA3 FINANCIAL CORP.

CRD#: 14754

SHERMAN OAKS, CA

Past

August 9, 2002 - December 13, 2004

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

MONTCLAIR, CA

Past

July 8, 2002 - December 13, 2004

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

April 7, 2000 - July 8, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

January 31, 2000 - July 8, 2002

OSAIC FA, INC.

RIA

CRD#: 3978

GLENDALE, CA

Past

January 24, 2000 - July 8, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

May 24, 1996 - January 28, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

January 15, 1996 - May 9, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 22, 1994 - January 16, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/21/1994

General Securities Representative Examination

Current Firm

WORLD EQUITY GROUP, INC.

CRD#: 29087 / SEC#: 801-56328, 8-44088

RIA

Registered Investment Advisory firm - SEC (3/26/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

425 N Martingale Road Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Road Suite 1200, Schaumburg, IL 60173

Phone number

(847) 342-1700

Established

Illinois since 09/13/1991

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

170

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WORLD EQUITY GROUP ADV PART II A (12/23/2025)

ADHESION PROGRAM WRAP FEE BROCHURE (5/20/2025)

REP MANAGER PROGRAM WRAP FEE BROCHURE (5/20/2025)

Direct owners and executive officers

Name	Position	CRD#
WENTWORTH MANAGEMENT SERVICES, LLC	OWNER
DUDAS, STEPHEN STANLEY	PRESIDENT	4820047
GOULD, CRAIG MICHAEL	CHIEF EXECUTIVE OFFICER	2367293
LISHCHYNSKY, MARK JOHN JR	CHIEF OPERATING OFFICER	2478952
WEBB, WILLIAM DUDLEY JR	CHIEF COMPLIANCE OFFICER	1256777

Regulatory assets under management

Total Number of Accounts	3,151
AUM (Assets Under Management)	$ 944,844,374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Heath B. Goldman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

OMNIA CAPITAL MANAGEMENT, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

QA3 FINANCIAL LLC

QA3 FINANCIAL CORP.

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

OSAIC FA, INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

WORLD EQUITY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/1995

Series 63

Date: 1/9/1995

SIE

Date: 10/1/2018

Series 7

Date: 12/21/1994

Current Firm

WORLD EQUITY GROUP, INC.

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

WORLD EQUITY GROUP, INC.

TRUST BUT VERIFY

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