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FW

Frederick C. Whitford

IMPACT PARTNERSHIP WEALTH
Colorado Springs, CO
Some features on this profile are disabled
CRD#: 2560740
FW

Professional summary

Frederick Charles Whitford, who also goes by Rick Whitford, is a registered financial advisor currently at IMPACT PARTNERSHIP WEALTH, LLC located in Colorado Springs, Colorado.

Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Frederick has worked at 18 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7, Series 22 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rick Whitford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RETIREMENT DESIGN GROUP, INC; INVESTMENT RELATED; 4558 IRON HORSE TRAIL COLORADO SPRINGS, CO, 80917; INSURANCE SALES & MARKETING; OWNER/PRESIDENT; 11/2004; 100HRS/MO DEVOTED; 75HRS/MO DEVOTED DURING TRADING HOURS; INSURANCE SOLUTIONS. 2) OXYGEN TO YOU; NON INVESTMENT RELATED; 79050 US HWY 40, STE 1D WINTER PARK, CO 80482; RENTAL OF OXYGEN CONCENTRATORS FOR ALTITUDE SICKNESS RELIEF; CO-FOUNDER; 06/2016; 4HRS/MO DEVOTED; 1HR/MO DEVOTED DURING SECURITY TRADING HOURS; ANSWER REQUESTS FOR EQUIPMENT RENTAL WHEN OTHER STAFF NOT AVAILABLE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frederick Charles Whitford's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2024 - Present

IMPACT PARTNERSHIP WEALTH, LLC

RIA
CRD#: 313928
Colorado Springs, CO
Past

November 7, 2023 - January 19, 2024

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA
CRD#: 307997
Colorado Springs, CO
Past

August 3, 2023 - October 25, 2023

FIRST DOWN FINANCIAL

RIA
CRD#: 313133
OVIEDO, FL
Past

December 20, 2019 - April 17, 2023

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA
CRD#: 141413
Colorado Springs, CO
Past

June 14, 2019 - October 12, 2019

SPECIALIZED ADVISORS

RIA
CRD#: 299308
Colorado Springs, CO
Past

March 8, 2018 - March 22, 2018

EMERSON EQUITY LLC

RIA
CRD#: 130032
Colorado Springs, CO
Past

March 7, 2018 - March 22, 2018

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

August 3, 2016 - January 9, 2017

EMERSON EQUITY LLC

RIA
CRD#: 130032
Winter Park, CO
Past

November 7, 2013 - January 9, 2017

EMERSON EQUITY LLC

BD
CRD#: 130032
ALISO VIEJO, CA
Past

January 12, 2009 - December 17, 2010

EMERSON EQUITY LLC

RIA
CRD#: 130032
FRASER, CO
Past

January 9, 2009 - December 17, 2010

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

November 30, 2006 - July 22, 2008

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
MONTEREY, CA
Past

October 5, 2005 - November 27, 2006

USA FINANCIAL SECURITIES LLC

RIA
CRD#: 103857
COLORADO SPRINGS, CO
Past

October 3, 2005 - November 27, 2006

USA FINANCIAL SECURITIES LLC

BD
CRD#: 103857
ADA, MI
Past

January 26, 2005 - March 17, 2005

GENEOS WEALTH MANAGEMENT, INC.

RIA
CRD#: 120894
COLORADO SPRINGS, CO
Past

January 25, 2005 - March 17, 2005

GENEOS WEALTH MANAGEMENT, INC.

BD
CRD#: 120894
ENGLEWOOD, CO
Past

February 10, 2003 - December 2, 2004

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
LAKEWOOD, CO
Past

October 31, 2002 - December 2, 2004

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

April 9, 2002 - August 27, 2002

FORTA FINANCIAL GROUP, INC.

BD
CRD#: 28784
AUSTIN, TX
Past

August 23, 2001 - April 16, 2002

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

August 23, 2001 - April 16, 2002

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

December 17, 1999 - August 10, 2001

SUNSET FINANCIAL SERVICES, INC.

BD
CRD#: 3538
KANSAS CITY, MO
Past

August 25, 1999 - December 1, 1999

BMA FINANCIAL SERVICES, INC.

BD
CRD#: 7943
KANSAS CITY, MO
Past

November 25, 1998 - September 7, 1999

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 25, 1998 - September 7, 1999

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

September 22, 1997 - December 8, 1998

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
NEWPORT BEACH, CA
Past

October 2, 1996 - June 24, 1997

THE VARIABLE ANNUITY MARKETING COMPANY

BD
CRD#: 5081
HOUSTON, TX
Past

July 17, 1996 - October 4, 1996

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

November 29, 1994 - May 21, 1996

METLIFE INVESTORS DISTRIBUTION COMPANY

BD
CRD#: 6695
NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
IMPACT PARTNERSHIP WEALTH, LLC
ATLAS RETIREMENT | WARNER FINANCIAL | VISION WEALTH | TROYER WEALTH, LLC | THE DIRECT EFFECT | SUMMIT WEALTH STRATEGIES, LLC | SANDS FINANCIAL SERVICES | RIEDMILLER WEALTH MANAGEMENT | REDDING WEALTH LLC | PHOENIX WEALTH MANAGEMENT | PATRIA WEALTH | OWENS FINANCIAL GROUP, LLC | ONE FAMILY FINANCIAL | NEW PERSPECTIVE FINANCIAL SERVICES | IMPACT WEALTH MANAGEMENT, LLC | IMPACT PARTNERSHIP WEALTH, LLC | HODGES INVESTMENT ADVISORY REPRESENTATIVE | HEART FINANCIAL GROUP | DIAMOND HEAD FINANCIAL ADVISORY D/B/A BLUE CHIP FINANCIAL GROUP, INC. | CRANBERRY FINANCIAL | COOK, PIERCE FINANCIAL MANAGEMENT | CANNON FINANCIAL GROUP | CAMERON WEALTH GROUP | BRIDGES WEALTH PRESERVATION, INC. | BERTRAND RETIREMENT SOLUTIONS, LLC | BEE FINANCIAL PARTNERS

CRD#: 313928 / SEC#: 801-121239

RIA
Registered Investment Advisory firm - (5/24/2021 Approved)
Maryland
Registered Investment Advisory firm - (10/18/2021 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(1/16/2024)
IAR
Florida
(1/18/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/2/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/29/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/6/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/22/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/23/2016
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 11/5/2013
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/14/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

IP
IMPACT PARTNERSHIP WEALTH, LLC
ATLAS RETIREMENT | WARNER FINANCIAL | VISION WEALTH | TROYER WEALTH, LLC | THE DIRECT EFFECT | SUMMIT WEALTH STRATEGIES, LLC | SANDS FINANCIAL SERVICES | RIEDMILLER WEALTH MANAGEMENT | REDDING WEALTH LLC | PHOENIX WEALTH MANAGEMENT | PATRIA WEALTH | OWENS FINANCIAL GROUP, LLC | ONE FAMILY FINANCIAL | NEW PERSPECTIVE FINANCIAL SERVICES | IMPACT WEALTH MANAGEMENT, LLC | IMPACT PARTNERSHIP WEALTH, LLC | HODGES INVESTMENT ADVISORY REPRESENTATIVE | HEART FINANCIAL GROUP | DIAMOND HEAD FINANCIAL ADVISORY D/B/A BLUE CHIP FINANCIAL GROUP, INC. | CRANBERRY FINANCIAL | COOK, PIERCE FINANCIAL MANAGEMENT | CANNON FINANCIAL GROUP | CAMERON WEALTH GROUP | BRIDGES WEALTH PRESERVATION, INC. | BERTRAND RETIREMENT SOLUTIONS, LLC | BEE FINANCIAL PARTNERS

CRD#: 313928 / SEC#: 801-121239

RIA
Registered Investment Advisory firm - (5/24/2021 Approved)
Maryland
Registered Investment Advisory firm - (10/18/2021 Terminated)
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Contact information

Main Address
1688 White Circle Nw, Marietta, GA 30066
Mailing Address
Phone number
(800) 380-5040
Established
Firm type
Fiscal year end
# of Employees
78

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IPW WRAP FEE BROCHURE (10/1/2025)
IMPACT PARTNERSHIP WEALTH, LLC ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts10,237
AUM (Assets Under Management)$ 1,682,147,707

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IMPACT PARTNERSHIP WEALTH, LLC

CRD#: 313928Colorado Springs, CO

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