Michael E. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Collins was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1995. Michael had worked at 3 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2004 - September 12, 2012
JORDAN, KNAUFF & COMPANY
July 31, 2002 - September 9, 2002
MORGAN STANLEY DW INC.
February 4, 2002 - September 9, 2002
MORGAN STANLEY & CO. LLC
March 21, 2001 - September 9, 2002
MORGAN STANLEY & CO. LLC
May 16, 1995 - July 25, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JORDAN, KNAUFF & COMPANY
CRD#: 129725 / SEC#: , 8-66246
Contact information
FINRA licenses (14 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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