Earl A. Ketry

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CRD#: 2560344

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Earl Albert Ketry was a registered financial professional .

Earl is a previously registered financial professional and started their career in finance in 1994. Earl had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EARL A KETRY; NON-INVESTMENT RELATED; 278 MAIN STREET WEST SENECA NY 14224; ACCOUNTANT; STARTED 1972; 160 HRS/MTH; 40 HRS/MTH DURING ST HOURS; OWNER, INCOME TAX PREPARATION, FINANCIAL STATEMENT PREPARATION. PEARL STREET GRILL & BREWERY; NON-INVESTMENT RELATED; 76 PEARL STREET BUFFALO NY 14202; OWNER; STARTED 1997; 10 HRS/MTH; 0 HRS/MTH DURING ST HOURS; MANAGING MEMBER. 2) EARL KETRY POSITION: Owner NATURE: Insurance- Life Accident and Health, Variable Life/Variable Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2000 ADDRESS: 278 Main St, West Seneca NY 14224, United States DESCRIPTION: Insurance sales 3)PEARL STREET GRILL & BREWERY POSITION: Owner -/ Partner NATURE: Limited Liability Company -Pearl Street Grill & Brewery INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1997 ADDRESS: 76 Pearl St Buffalo, NY 14202, Buffalo NY 14224, United States DESCRIPTION: Managing member 4)THE TAP ROOM @ THE LAFAYETTE POSITION: Owner/ President NATURE: S Corporation The Tap Room @ the Lafayette Inc. With 3 DBAS under neath this same EIN number. 27-2825905 consists of Lofts On Pearl, Hotel @ the Lafayette & Pan American Grill & Brewery. 5)All on same tax return & financials INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/19/2010 ADDRESS: 391 Washington St., Buffalo NY 14203, United States DESCRIPTION: Managing Member 6)BUFFALO RIVERWORKS LLC POSITION: Owner/ Partner NATURE: Entertainment Facility INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2013 ADDRESS: 359 Ganson St., Buffalo NY 14203, United States DESCRIPTION: Managing Member

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 6, 2021 - March 25, 2025

SNYDER WEALTH GROUP

RIA

CRD#: 106425

MEDFORD, NY

Past

February 19, 2010 - November 4, 2025

OSAIC WEALTH, INC.

CRD#: 23131

WEST SENECA, NY

Past

May 5, 1998 - February 17, 2010

SAPERSTON ASSET MANAGEMENT, INC.

CRD#: 44379

WEST SENECA, NY

Past

October 2, 1997 - May 5, 1998

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

November 12, 1996 - October 16, 1997

SAPERSTON FINANCIAL INC.

CRD#: 27863

BUFFALO, NY

Past

June 15, 1995 - November 15, 1996

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

December 15, 1994 - June 19, 1995

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SNYDER WEALTH GROUP

MARK J SNYDER FINANCIAL SERVICES INC | SNYDER WEALTH GROUP | SNYDER MARK J FINANCIAL SERVICES INC | SNYDER CAPITAL MANAGEMENT

CRD#: 106425 / SEC#: 801-38888

RIA

Registered Investment Advisory firm - (5/9/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/17/1998

General Securities Principal Examination

Current Firm

SNYDER WEALTH GROUP

MARK J SNYDER FINANCIAL SERVICES INC | SNYDER WEALTH GROUP | SNYDER MARK J FINANCIAL SERVICES INC | SNYDER CAPITAL MANAGEMENT

CRD#: 106425 / SEC#: 801-38888

RIA

Registered Investment Advisory firm - (5/9/1991 Approved)

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Contact information

Main Address

1733 N Ocean Ave Suite B, Medford, NY 11763

Mailing Address

Phone number

(631) 289-4224

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,712
AUM (Assets Under Management)	$ 375,659,897

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Earl A. Ketry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OSAIC WEALTH, INC.

SAPERSTON ASSET MANAGEMENT, INC.

LASALLE ST SECURITIES, L.L.C.

SAPERSTON FINANCIAL INC.

NORTHEAST SECURITIES, LLC

TRUSTED SECURITIES ADVISORS CORP.

Primary Firm SEC Registration

SNYDER WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 11/29/1994

SIE

Date: 10/1/2018

Series 7

Date: 11/28/1994

Series 24

Date: 8/17/1998

Current Firm

SNYDER WEALTH GROUP

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SNYDER WEALTH GROUP

TRUST BUT VERIFY

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