Kristopher C. Mink

TPG FINANCIAL ADVISORS

Austin, TX 78738

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CRD#: 2560213

Professional summary

Kristopher Charles Mink, who also goes by Kc Mink, is a registered financial advisor currently at TPG FINANCIAL ADVISORS, LLC located in Austin, Texas.

Kristopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kristopher has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kc Mink

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Licensed to sell insurance under parent company The Partners Group, Ltd.; 2)Rental Income

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher Charles Mink's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2006 - Present

TPG FINANCIAL ADVISORS, LLC

Office #1: 2802 Flintrock Trace Suite 261, Austin, TX 78738

RIA

CRD#: 141153

Austin, TX

Past

October 16, 2006 - June 4, 2019

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

PORTLAND, OR

Past

March 17, 2003 - October 18, 2006

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

PORTLAND, OR

Past

October 28, 2002 - October 18, 2006

PARK AVENUE SECURITIES LLC

CRD#: 46173

PORTLAND, OR

Past

September 25, 2001 - April 10, 2002

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BOSTON, MA

Past

May 3, 1999 - October 23, 2002

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

January 31, 1995 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TPG FINANCIAL ADVISORS, LLC

IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA

Registered Investment Advisory firm - (12/20/2012 Approved)

California

Registered Investment Advisory firm - (1/19/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/20/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/20/2012 Terminated)

Washington

Registered Investment Advisory firm - (2/28/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/9/2006)

IAR

Texas
(4/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/28/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/30/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TPG FINANCIAL ADVISORS, LLC

IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC

CRD#: 141153 / SEC#: 801-77417

RIA

Registered Investment Advisory firm - (12/20/2012 Approved)

California

Registered Investment Advisory firm - (1/19/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/20/2012 Terminated)

Texas

Registered Investment Advisory firm - (12/20/2012 Terminated)

Washington

Registered Investment Advisory firm - (2/28/2013 Terminated)

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Contact information

Main Address

11850 Sw 67th Avenue Suite 100, Portland, OR 97223

Mailing Address

Phone number

(503) 241-9550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (RETIREMENT PLANS) (3/25/2025)

FORM ADV PART 2A (INDIVIDUALS) (3/25/2025)

Regulatory assets under management

Total Number of Accounts	1,587
AUM (Assets Under Management)	$ 1,964,622,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kristopher C. Mink

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristopher Charles Mink's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

SIGNATOR FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

TPG FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/28/2003

Series 63

Date: 1/30/1995

SIE

Date: 10/1/2018

Series 6

Date: 1/30/1995

Current Firm

TPG FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TPG FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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