Michael T. Dorsey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Dorsey, who also goes by Micahel Thomas Dorsey, Michael Thomas Dorsey Sr., was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2013. Michael had worked at 5 firms and has passed the Series 99TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2023 - January 31, 2025
TORA TRADING SERVICES, LLC
July 11, 2023 - January 31, 2025
REDI GLOBAL TECHNOLOGIES LLC
July 3, 2023 - November 14, 2023
AUGMENT CAPITAL, LLC
March 9, 2022 - June 9, 2025
ONECHRONOS
September 11, 2019 - December 21, 2022
REDI GLOBAL TECHNOLOGIES LLC
April 9, 2018 - July 23, 2018
REDI GLOBAL TECHNOLOGIES LLC
January 18, 2013 - February 1, 2019
ARCOLA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 7/3/2023
Operations Professional ExaminationCurrent Firm
TORA TRADING SERVICES, LLC
CRD#: 135423 / SEC#: , 8-66925
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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