AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MD

Michael Thomas Dorsey

CHATHAM, NJ
·CRD# 2560077·13 years experience

Professional Summary

Michael Thomas Dorsey, who also goes by Micahel Thomas Dorsey, Michael Thomas Dorsey Sr., was a registered financial advisor. Michael was registered as a RR (Registered Representative) and started their career in finance in 2013. Michael had worked at 6 firms and has passed the Series 99TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Micahel Thomas Dorsey, Michael Thomas Dorsey Sr.

Blog Corner

More Resources

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Shivam S Mittal
Shivam S Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

Summit, NJ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Shivam S Mittal
Shivam S Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

Summit, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Shivam S Mittal
Shivam S Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

Summit, NJ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Shivam S Mittal
Shivam S Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

Summit, NJ · CRD#

Years of Experience

13 years in the financial services industry

Current & Past Employments

Current

Unknown FirmCurrent·
1. 28 Jackson Avenue, Chatham, NJ 079282. Chatham, NJ
October 20, 2026 - Present

Past

ONECHRONOSPast·CRD# 286322
BD
New York, NY
March 9, 2022 - June 9, 2025
TORA TRADING SERVICES, LLCPast·CRD# 135423
BD
New York, NY
August 2, 2023 - January 31, 2025
REDI GLOBAL TECHNOLOGIES LLCPast·CRD# 41924
BD
New York, NY
July 11, 2023 - January 31, 2025
AUGMENT CAPITAL, LLCPast·CRD# 322519
BD
Austin, TX
July 3, 2023 - November 14, 2023
REDI GLOBAL TECHNOLOGIES LLCPast·CRD# 41924
BD
New York, NY
September 11, 2019 - December 21, 2022
ARCOLA SECURITIES, INC.Past·CRD# 147952
BD
New York, NY
January 18, 2013 - February 1, 2019
REDI GLOBAL TECHNOLOGIES LLCPast·CRD# 41924
BD
New York, NY
April 9, 2018 - July 23, 2018

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Shivam S Mittal
Shivam S Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

Summit, NJ · CRD#

Current Firm

No current employment

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Shivam S Mittal
Shivam S Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

Summit, NJ · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Shivam S Mittal
Shivam S Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

Summit, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jul 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed Apr 2013About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Shivam S Mittal
Shivam S Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

Summit, NJ · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Elizabeth Katz Miller
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Sungmin Park
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Theresa Liane Henry
Theresa Liane Henry

PFS INVESTMENTS INC.

EAST RUTHERFORD, NJ · CRD#
Shivam S Mittal
Shivam S Mittal

AMERIPRISE FINANCIAL SERVICES, LLC

Summit, NJ · CRD#