John M. Morin
Professional summary
John M Morin, who also goes by John M Morin, John Merrill Morin, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John M Morin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2022 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416March 3, 2009 - September 9, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 23, 2003 - February 10, 2009
COREBRIDGE CAPITAL SERVICES, INC.
July 31, 2000 - April 28, 2003
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 9, 1998 - February 29, 2000
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
November 25, 1997 - July 15, 1998
NATIXIS DISTRIBUTION, LLC
November 17, 1994 - October 28, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
November 17, 1994 - October 28, 1996
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2022)
(2/28/2024)
(9/16/2022)
(9/16/2022)
Exams
FINRA
Current Firm
ALLIANZ LIFE FINANCIAL SERVICES, LLC
CRD#: 612 / SEC#: , 8-13630
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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