Martin J. Suechting
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Joseph Suechting was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2000. Martin had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2014 - February 8, 2023
PENTEGRA DISTRIBUTORS INC.
February 13, 2012 - November 24, 2014
FALCONS ROCK INVESTMENT COUNSEL, LLC
January 18, 2005 - October 28, 2005
CERIDIAN INVESTMENT ADVISERS INC
December 11, 2000 - December 31, 2004
CERIDIAN INVESTMENT ADVISERS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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