MG
Michael J. Guidry
ARKADIOS WEALTH ADVISORS
NEW ORLEANS, LA 70119
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CRD#: 2559789
MG
Professional summary
Michael Joseph Guidry is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in New Orleans, Louisiana and ARKADIOS CAPITAL located in New Orleans, Louisiana.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/26/14 - WEALTH MANAGEMENT - INV REL - FINANCIAL INSTITUTION DUTY - 10% TIME SPENT - MARKETING/TRAINING - TRUST DEPARTMENT. COORDINATING TRAINING AND SEMINAR DEVELOPMENT FOR TRUST DEPT CLIENTS AND PROSPECTS. 2. 02/26/2014 - GULF COAST WEALTH MANAGEMENT - INV REL - AT REPORTED LOCATION - DBA, 160 hours/month during securities trading hours. 3. 2/26/14 - MICHAEL J GUIDRY CPA/TAX PREPARATION/ACCOUNTING~OWNER/SOLE PROPRIETER/1%/NEW ORLEANS, LA 4. 07/08/2015 - NO BUSINESS NAME - ACT IN A FIDUCIARY CAPACITY - NOT INV REL - START 05/24/2010 - NO TIME SPENT - BRIAN C. REID (SPOUSE). 5. 1/13/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 01/04/20171 Hour Per Month During Securities Trading. 6)07/14/2017- Gulf Coast Wealth Management - Pullen/Guidry Wealth Management Team-investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)-start 07/11/17-Hours per month 160/hours during trading 6
CRS (Client Relationship Summary) - RIA
Click below to view Michael Joseph Guidry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 20, 2024 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 201 N Carrollton Ave, New Orleans, LA 70119RIA
CRD#: 288863
NEW ORLEANS, LA
Current
June 20, 2024 - Present
ARKADIOS CAPITAL
Office #1: 201 N Carrollton Ave, New Orleans, LA 70119BD
CRD#: 282710
NEW ORLEANS, LA
Past
February 26, 2014 - June 25, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEW ORLEANS, LA
Past
February 26, 2014 - June 25, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW ORLEANS, LA
Past
December 20, 2012 - February 20, 2014
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
NEW ORLEANS, LA
Past
December 20, 2012 - February 20, 2014
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
NEW ORLEANS, LA
Past
April 17, 2007 - June 6, 2011
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
DESTIN, FL
Past
April 4, 2007 - June 6, 2011
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
DESTIN, FL
Past
February 15, 2001 - February 27, 2007
WHITNEY SECURITIES, L.L.C.
BD
CRD#: 103715
HOUSTON, TX
Past
October 12, 1998 - January 30, 2001
HANCOCK WHITNEY INVESTMENT SERVICES INC.
BD
CRD#: 40637
NEW ORLEANS, LA
Past
June 6, 1996 - August 6, 1998
MARQUIS INVESTMENTS, L.L.C.
BD
CRD#: 17121
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/20/2024)
RR
Connecticut(6/20/2024)
RR
Florida(6/20/2024)
RR
Georgia(6/20/2024)
RR
Louisiana(6/20/2024)
IAR
Louisiana(6/26/2024)
RR
Massachusetts(6/20/2024)
RR
Mississippi(6/20/2024)
RR
New York(6/20/2024)
RR
North Carolina(6/20/2024)
RR
Oklahoma(6/20/2024)
RR
South Carolina(6/20/2024)
RR
Texas(6/20/2024)
IAR
Texas(6/20/2024)
RR
Virginia(6/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARKADIOS WEALTH ADVISORS
CRD#: 288863New Orleans, LA 70119TRUST BUT VERIFY
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