Michael J. Guidry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Guidry was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 53 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2024 - July 1, 2026
ARKADIOS WEALTH ADVISORS
June 20, 2024 - July 1, 2026
ARKADIOS CAPITAL
February 26, 2014 - June 25, 2024
LPL FINANCIAL LLC
February 26, 2014 - June 25, 2024
LPL FINANCIAL LLC
December 20, 2012 - February 20, 2014
AVANTAX ADVISORY SERVICES
December 20, 2012 - February 20, 2014
AVANTAX INVESTMENT SERVICES, INC.
April 17, 2007 - June 6, 2011
CETERA INVESTMENT SERVICES LLC
April 4, 2007 - June 6, 2011
CETERA INVESTMENT SERVICES LLC
February 15, 2001 - February 27, 2007
WHITNEY SECURITIES, L.L.C.
October 12, 1998 - January 30, 2001
HANCOCK WHITNEY INVESTMENT SERVICES INC.
June 6, 1996 - August 6, 1998
MARQUIS INVESTMENTS, L.L.C.
Primary Firm SEC Registration
ARKADIOS WEALTH ADVISORS
CRD#: 288863 / SEC#: 801-110833
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARKADIOS WEALTH ADVISORS
CRD#: 288863 / SEC#: 801-110833
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.