David Drucker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Drucker, who also goes by David G Drucker, David Greg Drucker, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1994. David had worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2012 - October 25, 2013
CABOT LODGE SECURITIES LLC
August 15, 2011 - October 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2011 - October 29, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2008 - July 14, 2011
DAVID LERNER ASSOCIATES, INC.
August 24, 1995 - April 11, 1996
AMERICORP SECURITIES, INC.
November 18, 1994 - August 24, 1995
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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