Gerran J. Batterberry
HIGHPOINT PLANNING PARTNERS
Hoffman Estates, IL 60169
Some features on this profile are disabled
CRD#: 2559673
Professional summary
Gerran James Batterberry, CFP® is a registered financial advisor currently at HIGHPOINT PLANNING PARTNERS located in Hoffman Estates, Illinois and LPL FINANCIAL LLC located in Downers Grove, Illinois.
Gerran is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Gerran has worked at 10 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/28/2022 - Professional Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 2/17/2022 - HighPoint Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 1/31/22 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through HighPoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/14/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date 03/24/2023 - 2 Hours Per Month/ 2 Hours During Securities Trading 4. 07/06/2023 - PWA Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 05/30/2023 - 1 Hour Per Month/ 1 Hour During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Gerran James Batterberry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
February 4, 2022 - Present
HIGHPOINT PLANNING PARTNERS
Office #1: 2800 W. Higgins Road Suite 100, Hoffman Estates, IL 60169Office #2: 2651 Warrenville Road Suite 200, Downers Grove, IL 60515RIA
CRD#: 316636
Hoffman Estates, IL
Current
January 28, 2022 - Present
LPL FINANCIAL LLC
Office #1: 2651 Warrenville Road Ste 200, Downers Grove, IL 60515Office #2: 2800 W. Higgins Road, Ste 100, Hoffman Estates, IL 60169RIA
BD
CRD#: 6413
Downers Grove, IL
Past
March 22, 2018 - October 19, 2021
CUNA BROKERAGE SERVICES, INC.
RIA
CRD#: 13941
Gurnee, IL
Past
March 22, 2018 - October 19, 2021
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Gurnee, IL
Past
May 25, 2016 - February 28, 2018
TD AMERITRADE, INC.
RIA
CRD#: 7870
OAK BROOK, IL
Past
May 25, 2016 - February 28, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
Oak Brook, IL
Past
May 25, 2016 - February 28, 2018
TD AMERITRADE, INC.
BD
CRD#: 7870
OAK BROOK, IL
Past
January 6, 2015 - April 1, 2016
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
ELK GROVE VILLAGE, IL
Past
January 6, 2015 - April 1, 2016
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
ELK GROVE VILLAGE, IL
Past
July 14, 2014 - October 10, 2014
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CHICAGO, IL
Past
October 1, 2012 - September 3, 2013
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
ROLLING MEADOWS, IL
Past
October 1, 2012 - September 3, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
ROLLING MEADOWS, IL
Past
October 13, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
ELK GROVE VILLAGE, IL
Past
October 13, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
ELK GROVE VILLAGE, IL
Past
July 3, 2003 - September 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MINNEAPOLIS, MN
Past
May 14, 2003 - September 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | VANTAGE FINANCIAL | VANDERVOORN & ASSOC | TWG WEALTH PLANNING | TWG BENEFITS | TOMORROW'S WEALTH PLANNING | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SHAMROCK FINANCIAL PLANNING | SANSONE & ASSOCIATES, P.C. | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH BUSINESS & RETIREMENT PLANNING | RSM FINANCIAL SOLUTIONS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | R. KNAPP FINANCIAL INC | PROFESSIONAL WEALTH ADVISORS LLC | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LPL FINANCIAL | LLOYD WEALTH ADVISORS | KENNEDY FINANCIAL GROUP | KELLER PETERSON WEALTH ADVISORS, LLC | KEITH E. MURPHY | J. KAHN & ASSOCIATES LLC | INTRINSIC WEALTH MANAGEMENT | INDIGO WEALTH ADVISORS | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT ADVISOR GROUP | G/R WEALTH MANAGEMENT GROUP LLC | FRICK INVESTMENT GROUP | FINANCIAL PLANNING FOR GENERATION X | EQUILIBRIUM WEALTH MANAGEMENT | ELEVATION WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | EBERLIN FINANCIAL SERVICES | DOAK FINANCIAL, LLC | CORE WEALTH PLANNING | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | ASPIRE PLANNING GROUP LLC
CRD#: 316636 / SEC#: 801-122583
RIA
Registered Investment Advisory firm - (10/29/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(11/3/2025)
RR
Arizona(2/4/2022)
RR
Arkansas(4/5/2022)
RR
California(2/16/2022)
RR
Colorado(2/4/2022)
RR
District of Columbia(1/3/2024)
RR
Florida(2/4/2022)
RR
Georgia(2/4/2022)
RR
Illinois(1/28/2022)
IAR
Illinois(2/4/2022)
RR
Indiana(2/4/2022)
RR
Iowa(2/4/2022)
RR
Kansas(2/4/2022)
RR
Maryland(2/4/2022)
RR
Massachusetts(2/4/2022)
RR
Michigan(2/4/2022)
RR
Missouri(4/5/2022)
RR
New Hampshire(2/4/2022)
RR
New Jersey(2/4/2022)
RR
New Mexico(2/4/2022)
RR
New York(2/4/2022)
RR
North Carolina(2/7/2022)
RR
Ohio(2/7/2022)
RR
Oklahoma(4/5/2022)
RR
Oregon(2/4/2022)
RR
Pennsylvania(2/4/2022)
RR
Texas(2/4/2022)
RR
Washington(2/4/2022)
RR
Wisconsin(2/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HP
HIGHPOINT PLANNING PARTNERS
ASPIRE DIVORCE SOLUTIONS, LLC | VERTEX PLANNING PARTNERS, LLC | VANTAGE FINANCIAL | VANDERVOORN & ASSOC | TWG WEALTH PLANNING | TWG BENEFITS | TOMORROW'S WEALTH PLANNING | THE ASSOCIATES GROUP | STONEBRIDGE WEALTH ADVISORS | SHAMROCK FINANCIAL PLANNING | SANSONE & ASSOCIATES, P.C. | SAFE HARBOR RETIREMENT CONSULTANTS, LLC | SA PIGGUSH BUSINESS & RETIREMENT PLANNING | RSM FINANCIAL SOLUTIONS | ROUND HILL WEALTH MANAGEMENT | ROGER J. ENSMINGER & ASSOCIATES | R. KNAPP FINANCIAL INC | PROFESSIONAL WEALTH ADVISORS LLC | PARTNERS ADVISORS LTD. | ONPATH FINANCIAL, LLC | MIKE LYNCH, INC. | MIDWEST FAMILY WEALTH MANAGEMENT | MCCABE FINANCIAL GROUP | LPL FINANCIAL | LLOYD WEALTH ADVISORS | KENNEDY FINANCIAL GROUP | KELLER PETERSON WEALTH ADVISORS, LLC | KEITH E. MURPHY | J. KAHN & ASSOCIATES LLC | INTRINSIC WEALTH MANAGEMENT | INDIGO WEALTH ADVISORS | HIGHPOINT PLANNING PARTNERS | HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT ADVISOR GROUP | G/R WEALTH MANAGEMENT GROUP LLC | FRICK INVESTMENT GROUP | FINANCIAL PLANNING FOR GENERATION X | EQUILIBRIUM WEALTH MANAGEMENT | ELEVATION WEALTH MANAGEMENT | EINSPAR FAMILY FINANCIAL | EBERLIN FINANCIAL SERVICES | DOAK FINANCIAL, LLC | CORE WEALTH PLANNING | CHASE ENTERPRISES FINANCIAL | CB3 FINANCIAL GROUP INC. | BLACK DIAMOND PLANNERS | BENEFIT PARTNERS FINANCIAL GROUP | ASPIRE PLANNING GROUP LLC
CRD#: 316636 / SEC#: 801-122583
RIA
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Contact information
Main Address
2651 Warrenville Road Suite 200, Downers Grove, IL 60515
Mailing Address
Phone number
(630) 719-9222
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,813 |
| AUM (Assets Under Management) | $ 3,999,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HIGHPOINT PLANNING PARTNERS
CRD#: 316636Hoffman Estates, IL 60169TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
