Basil P. Mcrae
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Basil Paul Mcrae was a registered financial professional .
Basil is a previously registered financial professional and started their career in finance in 1994. Basil had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2007 - May 14, 2015
FINANCIAL LEGACY ASSOCIATES
November 17, 1999 - December 31, 2007
BASIL MCRAE & ASSOCIATES, INC.
November 17, 1999 - May 30, 2013
OSAIC WEALTH, INC.
September 2, 1997 - May 30, 2013
OSAIC WEALTH, INC.
April 8, 1996 - September 9, 1997
MILLER JOHNSON STEICHEN KINNARD, INC.
March 1, 1995 - April 25, 1996
MJK CLEARING, INC.
December 7, 1994 - March 6, 1995
MILLER JOHNSON STEICHEN KINNARD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL LEGACY ASSOCIATES
CRD#: 115944 / SEC#: 801-68836
Contact information
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 6,150,111 |
Red Flags
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