Darla L. Stauffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darla Lynn Stauffer, who also goes by Darla Lynn Broyles, Darla Lynn Nelson, Darla Lynn Smallie, was a registered financial professional .
Darla is a previously registered financial professional and started their career in finance in 1994. Darla had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2012 - November 1, 2022
MERIDIAN WEALTH MANAGEMENT LLC
November 25, 2005 - November 14, 2022
LPL FINANCIAL LLC
November 25, 2005 - November 14, 2022
LPL FINANCIAL LLC
November 1, 2000 - December 5, 2005
UBS FINANCIAL SERVICES INC.
October 26, 2000 - December 5, 2005
UBS FINANCIAL SERVICES INC.
December 14, 1994 - October 31, 2000
WELLS FARGO BROKERAGE SERVICES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERIDIAN WEALTH MANAGEMENT LLC
CRD#: 161144 / SEC#: 801-76586
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 810 |
| AUM (Assets Under Management) | $ 514,458,526 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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