Jay S. Frost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Shawn Frost was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1995. Jay had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2004 - June 16, 2006
THE SHEMANO GROUP, INC.
February 5, 2002 - September 3, 2004
KIRLIN SECURITIES INC.
August 10, 2001 - January 22, 2002
WESTERN INTERNATIONAL SECURITIES, INC.
September 29, 1998 - January 19, 2001
KIRLIN SECURITIES INC.
July 31, 1995 - October 5, 1998
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE SHEMANO GROUP, INC.
CRD#: 35528 / SEC#: , 8-46713
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
