David M. Martin

GAINPLAN LLC

Bloomfield Hills, MI 48302

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CRD#: 2559344

Professional summary

David Michael Martin, CFP® is a registered financial advisor currently at GAINPLAN LLC located in Bloomfield Hills, Michigan.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 62, Series 4 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 5, 2015 - Present

GAINPLAN LLC

Office #1: 800 W. Long Lake Road Suite 100, Bloomfield Hills, MI 48302

RIA

CRD#: 174427

Bloomfield Hills, MI

Past

November 19, 2014 - May 8, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

BINGHAM FARMS, MI

Past

November 18, 2014 - May 8, 2015

LPL FINANCIAL LLC

CRD#: 6413

BINGHAM FARMS, MI

Past

September 22, 2010 - October 7, 2014

CIG ASSET MANAGEMENT, INC.

RIA

CRD#: 123609

SOUTHFIELD, MI

Past

November 15, 2004 - October 7, 2014

CIG SECURITIES

CRD#: 129864

SOUTHFIELD, MI

Past

January 5, 2004 - August 13, 2004

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

September 11, 2002 - January 9, 2004

SCHONFELD SECURITIES, LLC

CRD#: 23304

JERICHO, NY

Past

August 13, 1997 - May 1, 2002

FIRST NEW YORK SECURITIES L.L.C.

CRD#: 16362

NEW YORK, NY

Past

June 5, 1995 - July 31, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GAINPLAN LLC

GAINPLAN LLC | J. IVORY, LLC

CRD#: 174427 / SEC#: 801-81166

RIA

Registered Investment Advisory firm - (4/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/16/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/8/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/1/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/12/1997

General Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 6/2/1995

Corporate Securities Limited Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/28/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/26/2005

Municipal Securities Principal Examination

Current Firm

GAINPLAN LLC

GAINPLAN LLC | J. IVORY, LLC

CRD#: 174427 / SEC#: 801-81166

RIA

Registered Investment Advisory firm - (4/1/2015 Approved)

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Contact information

Main Address

800 W. Long Lake Road Suite 100, Bloomfield Hills, MI 48302

Mailing Address

Phone number

(248) 385-3737

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/5/2025)

Regulatory assets under management

Total Number of Accounts	1,765
AUM (Assets Under Management)	$ 478,464,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

David M. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CIG ASSET MANAGEMENT, INC.

CIG SECURITIES

FIRST NEW YORK SECURITIES L.L.C.

SCHONFELD SECURITIES, LLC

FIRST NEW YORK SECURITIES L.L.C.

ALEX. BROWN & SONS INCORPORATED

Primary Firm SEC Registration

GAINPLAN LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2010

Series 63

Date: 9/16/2002

SIE

Date: 5/8/2015

Series 55

Date: 12/1/1999

Series 7

Date: 8/12/1997

Series 62

Date: 6/2/1995

Series 4

Date: 12/28/2009

Series 53

Date: 11/26/2005

Current Firm

GAINPLAN LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GAINPLAN LLC

TRUST BUT VERIFY

Contact information

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