David A. Flowers

D.A. FLOWERS & COMPANY

Berkeley, CA 94709-1485

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CRD#: 2559221

Professional summary

David Anthony Flowers, CFP® is a registered financial advisor currently at D.A. FLOWERS & COMPANY, LLC located in Berkeley, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Anthony Flowers's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

February 24, 2009 - Present

D.A. FLOWERS & COMPANY, LLC

Office #1: 1400 Shattuck Ave Ste 5, Berkeley, CA 94709-1485

RIA

CRD#: 149154

Berkeley, CA

Past

November 13, 2002 - February 9, 2009

RAYNER & HAYNOR

RIA

CRD#: 108190

MILL VALLEY, CA

Past

May 12, 1995 - August 29, 1996

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/24/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/11/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

D.A. FLOWERS & COMPANY, LLC

D. A. FLOWERS & COMPANY | D.A. FLOWERS & COMPANY, LLC

CRD#: 149154 / SEC#:

California

Registered Investment Advisory firm - (2/24/2009 Approved)

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Contact information

Main Address

1400 Shattuck Ave Ste 5, Berkeley, CA 94709-1485

Mailing Address

1831 Solano Ave #7848, Berkeley, CA 94707

Phone number

(510) 868-2648

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	137
AUM (Assets Under Management)	$ 46,497,001

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Flowers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Anthony Flowers's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.A. FLOWERS & COMPANY, LLC

RAYNER & HAYNOR

AMUNDI DISTRIBUTOR US, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/2000

Series 63

Date: 5/25/1995

Series 6

Date: 5/11/1995

Current Firm

D.A. FLOWERS & COMPANY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

D.A. FLOWERS & COMPANY, LLC

TRUST BUT VERIFY

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