David Anthony Flowers
CFP®Professional Summary
David Anthony Flowers, CFP® is a registered financial advisor currently at D.A. FLOWERS & COMPANY, LLC located in Berkeley, California. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. David has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
D. A. FLOWERS & COMPANY | D.A. FLOWERS & COMPANY, LLC
Contact Information
Main Address
1400 Shattuck Ave Ste 5, Berkeley, CA 94709-1485Mailing Address
1831 Solano Ave #7848, Berkeley, CA 94707Phone Number
(510) 868-2648# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
136AUM (Assets Under Management)
$50,010,935Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/24/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1995About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David Anthony Flowers's CRS (Customer Relationship Summary).
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