Alexander M. Colby

IPSWICH INVESTMENT MANAGEMENT COMPANY,

BEVERLY, MA 01915

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CRD#: 2559042

Professional summary

Alexander M. Colby, CFA, who also goes by Alexander Colby, Sandy Colby, is a registered financial advisor currently at IPSWICH INVESTMENT MANAGEMENT COMPANY, INC located in Beverly, Massachusetts.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Alexander has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander Colby | Sandy Colby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander M. Colby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

April 30, 2014 - Present

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

Office #1: 138 Conant Street, Suite 201, Beverly, MA 01915

RIA

CRD#: 106625

BEVERLY, MA

Past

January 11, 1996 - November 14, 2005

BEACON FIDUCIARY ADVISORS INC

RIA

CRD#: 107201

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC | IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.

CRD#: 106625 / SEC#: 801-26465

RIA

Registered Investment Advisory firm - (2/21/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(4/30/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/1994

Uniform Investment Adviser Law Examination

Current Firm

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC | IPSWICH INVESTMENT MANAGEMENT COMPANY, INC.

CRD#: 106625 / SEC#: 801-26465

RIA

Registered Investment Advisory firm - (2/21/1986 Approved)

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Contact information

Main Address

138 Conant Street, Suite 201, Beverly, MA 01915

Mailing Address

Phone number

(978) 356-6333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	539
AUM (Assets Under Management)	$ 695,620,092

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/13/2025	Cover Page	Report
10/23/2024	Cover Page	Report
05/12/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander M. Colby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander M. Colby's CRS (Customer Relationship Summary).

Certified licenses

Experience

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

BEACON FIDUCIARY ADVISORS INC

Primary Firm SEC Registration

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/1994

Current Firm

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

IPSWICH INVESTMENT MANAGEMENT COMPANY, INC

TRUST BUT VERIFY

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