Michael G. Smith
Professional summary
Michael Gregory Smith, who also goes by M Gregory Smith, M Smith, Gregg Smith, Michael G Smith, is a registered financial advisor currently at DEFINED FINANCIAL PLANNING LLC located in San Rafael, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael has worked at 2 firms and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2022 - Present
DEFINED FINANCIAL PLANNING LLC
Office #1: 899 Northgate Drive Ste. 302, San Rafael, CA 94945February 7, 2012 - September 22, 2022
ANNADEL CAPITAL
July 26, 2006 - December 31, 2011
ANNADEL CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2022)
Exams
Series 2
Date: 10/26/1994
Non-Member General Securities ExaminationCurrent Firm
DEFINED FINANCIAL PLANNING LLC
CRD#: 310137 / SEC#: 801-126370
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 333 |
| AUM (Assets Under Management) | $ 137,250,706 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/09/2025 | ||
| 08/27/2024 |
Red Flags
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