Daniel J. Evans

STRATEGY CAP

Bend, OR 97702

Some features on this profile are disabled

CRD#: 2558673

Professional summary

Daniel Joseph Evans, who also goes by Daniel J. Evans, Daniel Evans, Danny Evans, is a registered financial advisor currently at STRATEGY CAP, LLC located in Bend, Oregon.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Daniel has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel J. Evans | Daniel Evans | Danny Evans

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DJE Financial Inc. Bend, OR 97702, 1/4/2006, President/Owner and employee. Administrative and business management services provided to Strategy Cap LLC. DJE Financial Inc. is 50% owner of Strategy Cap LLC. 20 HRS/Month; 10 Hours/Month trading hours. 2) Daniel Evans, Insurance Agent, 9/2004, 3 hrs/month; 2 hrs/month during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Evans's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2022 - Present

STRATEGY CAP, LLC

Office #1: 360 Sw Powerhouse Drive Suite 300, Bend, OR 97702

RIA

CRD#: 323391

Bend, OR

Past

December 20, 2013 - December 31, 2022

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

BEND, OR

Past

December 20, 2013 - December 31, 2022

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BEND, OR

Past

January 28, 2010 - December 24, 2013

BROOKS CAPITAL STRATEGIES

RIA

CRD#: 152645

BEND, OR

Past

May 6, 2005 - December 20, 2013

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

BEND, OR

Past

May 6, 2005 - December 20, 2013

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

BEND, OR

Past

December 15, 2004 - May 9, 2005

OSAIC FA, INC.

RIA

CRD#: 3978

BEND, OR

Past

October 29, 2004 - May 9, 2005

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

October 29, 2004 - May 9, 2005

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 17, 1994 - October 12, 1995

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/1/2022)

IAR

Texas
(10/19/2022)

IAR

Washington
(1/25/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/16/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRATEGY CAP, LLC

STRATEGY CAP | STRATEGY CAP, LLC

CRD#: 323391 / SEC#: 801-126756

RIA

Registered Investment Advisory firm - (3/11/2024 Terminated)

Oregon

Registered Investment Advisory firm - (4/4/2023 Approved)

Texas

Registered Investment Advisory firm - (6/1/2023 Conditional Restricted)

Washington

Registered Investment Advisory firm - (1/19/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

360 Sw Powerhouse Drive Suite 300, Bend, OR 97702

Mailing Address

Phone number

(541) 585-3737

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 58,302,987

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

James Mcdonough

J.P. MORGAN SECURITIES LLC

Redford, MI

Richard Sechler

ALLSTATE FINANCIAL SERVICES, LLC

LINCOLN, NE

Yannis Moore

LPL FINANCIAL LLC

FORT MILL, SC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel J. Evans

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Evans's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

BROOKS CAPITAL STRATEGIES

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2004

SIE

Date: 10/1/2018

Series 7

Date: 10/28/2004

Series 6

Date: 11/16/1994

Current Firm

STRATEGY CAP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGY CAP, LLC

TRUST BUT VERIFY

Similar Advisors