Donald R. Shephard

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CRD#: 2558544

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Robert Shephard, who also goes by Donald Robert Little Shephard, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 1995. Donald had worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Donald Robert Little Shephard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 15, 2015 - January 6, 2016

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

August 31, 2015 - December 15, 2015

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

Lady Lake, FL

Past

August 28, 2015 - December 28, 2015

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

Lady Lake, FL

Past

January 5, 2012 - September 10, 2015

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

OCALA, FL

Past

March 29, 2011 - January 5, 2012

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

SPARKS, MD

Past

August 26, 2008 - April 20, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

ARNOLD, MD

Past

February 18, 1998 - December 31, 2006

AFS BROKERAGE, INC.

CRD#: 25924

VALENTINE, NE

Past

January 7, 1997 - February 18, 1998

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Past

September 20, 1995 - December 16, 1996

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

July 26, 1995 - September 15, 1995

WALL STREET ACCESS

CRD#: 10012

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/3/1996

General Securities Principal Examination

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald R. Shephard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

INTERVEST INTERNATIONAL EQUITIES CORPORATION

UVEST FINANCIAL SERVICES GROUP, INC.

AFS BROKERAGE, INC.

AEGON USA SECURITIES INC.

IFMG SECURITIES, INC.

WALL STREET ACCESS

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2015

Series 65

Date: 12/20/1999

Series 63

Date: 1/6/1995

SIE

Date: 12/28/2015

Series 7

Date: 12/23/1994

Series 24

Date: 10/3/1996

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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