Barbara A. Hanis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Ann Hanis, who also goes by Barbara Ann Flickinger Mrs, Barbara A Hanis Mrs, Barbara Ann Kazmarek Miss, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1995. Barbara had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2018 - August 4, 2020
TIMOTHY PARTNERS, LTD.
May 6, 2016 - July 11, 2017
VOYA FINANCIAL ADVISORS, INC.
December 19, 2007 - December 31, 2015
OSAIC FA, INC.
May 4, 2006 - November 19, 2007
CITIGROUP GLOBAL MARKETS INC.
September 12, 1998 - August 2, 2004
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 17, 1995 - October 29, 1996
PRUDENTIAL RETIREMENT SERVICES, INC.
Primary Firm SEC Registration
TIMOTHY PARTNERS, LTD.
CRD#: 41835 / SEC#: 801-45766, 8-49589
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TIMOTHY PARTNERS, LTD.
CRD#: 41835 / SEC#: 801-45766, 8-49589
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TIMOTHY PARTNERS, LC | LIMITED PARTNER | |
| ALLY, ARTHUR DOUGLAS | PRESIDENT, CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER | 855097 |
| ALLY, GREGORY SCOTT | CHIEF FINANCIAL OFFICER | 7235816 |
| COVENANT FUNDS, INC. | CORPORATE MANAGER GENERAL PARTNER | |
| MUMBERT, BRIAN SCOTT | VICE PRESIDENT, REGIONAL SALES EXECUTIVE | 5550269 |
| MUMBERT, CHERYL MARIE | VICE PRESIDENT, CHIEF MARKETING AND DESIGN OFFICER | 2237206 |
| SWEENEY, JESSICA E | CHIEF COMPLIANCE OFFICER | 3220826 |
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 2,627,135,000 |
Red Flags
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