Anthony R. Lagrega
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Robert Lagrega was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1995. Anthony had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2002 - December 6, 2002
PARK CAPITAL SECURITIES, LLC
June 1, 2001 - September 27, 2001
SPENCER CLARKE LLC
September 24, 1996 - June 19, 2001
EASTBROOK CAPITAL GROUP LLC
July 12, 1996 - September 19, 1996
NORTHEAST SECURITIES, LLC
November 29, 1995 - May 29, 1996
THE INVESTMENT CENTER, INC.
February 24, 1995 - November 17, 1995
T.R. WINSTON & COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARK CAPITAL SECURITIES, LLC
CRD#: 104206 / SEC#: , 8-52653
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
