Matthew J. Ambrogi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Joseph Ambrogi was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1995. Matthew had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2016 - January 31, 2017
MATRIX EXECUTIONS, LLC
October 27, 2008 - January 31, 2017
VIRTU ITG LLC
May 13, 1998 - March 17, 2008
LEHMAN BROTHERS INC.
February 15, 1995 - March 10, 1998
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/7/2004
Limited Representative-Equity Trader ExamCurrent Firm
MATRIX EXECUTIONS, LLC
CRD#: 38455 / SEC#: , 8-48255
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
Red Flags
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