April N. Walstad

WALSTAD INVESTMENT COUNSEL

Santa Barbara, CA 93108

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CRD#: 2558366

Professional summary

April Nena Walstad, who also goes by April Walstad, April Walstad Woodward, is a registered financial advisor currently at WALSTAD INVESTMENT COUNSEL, INC. located in Santa Barbara, California.

April is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. April has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

April Walstad | April Walstad Woodward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APPLICANT IS THE SHAREHOLDER, DIRECTOR AND PRESIDENT OF WALSTAD INVESTMENT COUNSEL, INC., A CALIFORNIA CORPORATION WHICH WAS INCORPORATED ON SEPTEMBER 19, 1994.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view April Nena Walstad's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 1994 - Present

WALSTAD INVESTMENT COUNSEL, INC.

Office #1: 1470 East Valley Road Suite A-1, Santa Barbara, CA 93108

RIA

CRD#: 107112

Santa Barbara, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/2/1997)

IAR

Georgia
(10/9/2003)

IAR

Texas
(11/18/1994)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/1994

Uniform Investment Adviser Law Examination

Current Firm

WALSTAD INVESTMENT COUNSEL, INC.

WALSTAD INVESTMENT COUNSEL INC | WALSTAD INVESTMENT COUNSEL, INC.

CRD#: 107112 / SEC#: 801-47616

RIA

Registered Investment Advisory firm - (6/7/2012 Terminated)

California

Registered Investment Advisory firm - (5/1/2012 Approved)

Georgia

Registered Investment Advisory firm - (4/9/2012 Approved)

Texas

Registered Investment Advisory firm - (3/27/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1470 East Valley Road Suite A-1, Santa Barbara, CA 93108

Mailing Address

P.o. Box 5694, Santa Barbara, CA 93150-5694

Phone number

(805) 963-7500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 75,128,053

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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April N. Walstad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view April Nena Walstad's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALSTAD INVESTMENT COUNSEL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/1994

Current Firm

WALSTAD INVESTMENT COUNSEL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WALSTAD INVESTMENT COUNSEL, INC.

TRUST BUT VERIFY

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