Kenneth H. Polk

ARLINGTON PARTNERS LLC

BIRMINGHAM, AL 35203

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CRD#: 2558321

Professional summary

Kenneth Howell Polk, CFP® is a registered financial advisor currently at ARLINGTON PARTNERS LLC located in Birmingham, Alabama.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kenneth has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CO-TRUSTEE OF A TRUST AND VICE PRESIDENT/TREASURER OF A FAMILY FOUNDATION AND TIME DEVOTED IS NOT SUBSTANTIAL. MEMBER, ARLINGTON ASSOCIATES, LLC; CHAIRMAN, PRESIDENT & CEO, ARLINGTON TRUST COMPANY, INC; AND MANAGING MEMBER, ARLINGTON HOLDINGS, LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Howell Polk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 13, 2000 - Present

ARLINGTON PARTNERS LLC

Office #1: The John Hand Building 2000 Morris Avenue, Suite 1200, Birmingham, AL 35203

RIA

CRD#: 109335

BIRMINGHAM, AL

Past

November 11, 1996 - March 30, 1998

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

January 31, 1995 - December 31, 1995

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARLINGTON PARTNERS LLC

ARLINGTON FAMILY OFFICE | DIXON ODOM FINANCIAL ADVISORS LLC | DIXON ODOM ADVISORS LLC | ARLINGTON PARTNERS LLC

CRD#: 109335 / SEC#: 801-57250

RIA

Registered Investment Advisory firm - (2/8/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(4/13/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/27/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/2/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARLINGTON PARTNERS LLC

ARLINGTON FAMILY OFFICE | DIXON ODOM FINANCIAL ADVISORS LLC | DIXON ODOM ADVISORS LLC | ARLINGTON PARTNERS LLC

CRD#: 109335 / SEC#: 801-57250

RIA

Registered Investment Advisory firm - (2/8/2000 Approved)

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Contact information

Main Address

The John Hand Building 2000 Morris Avenue, Suite 1300, Birmingham, AL 35203

Mailing Address

Phone number

(205) 488-4300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARLINGTON PARTNERS LLC ADV PART 2A FIRM BROCHURE ANNUAL UPDATE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 1,653,815,454

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/17/2025	Cover Page	Report
10/23/2024	Cover Page	Report
07/17/2023	Cover Page	Report
10/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kenneth H. Polk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Howell Polk's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARLINGTON PARTNERS LLC

AVANTAX INVESTMENT SERVICES, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

ARLINGTON PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/27/1994

Series 6

Date: 12/2/1994

Current Firm

ARLINGTON PARTNERS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ARLINGTON PARTNERS LLC

TRUST BUT VERIFY

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