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KP

Kenneth H. Polk

ARLINGTON PARTNERS
BIRMINGHAM, AL 35203
Some features on this profile are disabled
CRD#: 2558321
KP

Professional summary

Kenneth Howell Polk, CFP® is a registered financial advisor currently at ARLINGTON PARTNERS LLC located in Birmingham, Alabama.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kenneth has worked at 3 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Howell Polk's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

April 13, 2000 - Present

ARLINGTON PARTNERS LLC

Office #1: The John Hand Building 2000 Morris Avenue, Suite 1200, Birmingham, AL 35203
RIA
CRD#: 109335
BIRMINGHAM, AL
Past

November 11, 1996 - March 30, 1998

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

January 31, 1995 - December 31, 1995

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ARLINGTON PARTNERS LLC
ARLINGTON FAMILY OFFICE | DIXON ODOM FINANCIAL ADVISORS LLC | DIXON ODOM ADVISORS LLC | ARLINGTON PARTNERS LLC

CRD#: 109335 / SEC#: 801-57250

RIA
Registered Investment Advisory firm - (2/8/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(4/13/2000)

Exams

State Security Law Exam
RR
Series 63
Date: 12/27/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 12/2/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AP
ARLINGTON PARTNERS LLC
ARLINGTON FAMILY OFFICE | DIXON ODOM FINANCIAL ADVISORS LLC | DIXON ODOM ADVISORS LLC | ARLINGTON PARTNERS LLC

CRD#: 109335 / SEC#: 801-57250

RIA
Registered Investment Advisory firm - (2/8/2000 Approved)
PREMIUM
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Contact information

Main Address
The John Hand Building 2000 Morris Avenue, Suite 1300, Birmingham, AL 35203
Mailing Address
Phone number
(205) 488-4300
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ARLINGTON PARTNERS LLC ADV PART 2A FIRM BROCHURE ANNUAL UPDATE (12/17/2025)

Regulatory assets under management

Total Number of Accounts23
AUM (Assets Under Management)$ 1,653,815,454

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/17/2025
Cover Page
Report
10/23/2024
Cover Page
Report
07/17/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARLINGTON PARTNERS LLC

CRD#: 109335Birmingham, AL 35203

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