Paul A. Tews
Professional summary
Paul Anthony Tews, who also goes by Paul Anthoney Tews, is a registered financial professional currently at REGULUS FINANCIAL GROUP, LLC located in Cedarburg, Wisconsin.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1995. Paul has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Anthony Tews's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2014 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: W67 N222 Evergreen Blvd Suite 207, Cedarburg, WI 53012March 11, 2011 - January 21, 2014
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
May 26, 2009 - March 18, 2011
MML INVESTORS SERVICES, LLC
January 9, 1995 - May 22, 2009
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2019)
(4/26/2023)
(2/24/2020)
(12/16/2014)
(10/30/2024)
(1/20/2014)
Exams
FINRA
Current Firm
REGULUS FINANCIAL GROUP, LLC
CRD#: 150631 / SEC#: , 8-68275
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
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