Joseph A. Salino
Professional summary
Joseph Anthony Salino JR, who also goes by Joe Salino, is a registered financial professional currently at JOSEPH STONE CAPITAL L.L.C. located in New York, New York.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Salino JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 22, 2018 - Present
JOSEPH STONE CAPITAL L.L.C.
Office #1: 29 Broadway Suite 1800, New York, NY 10006July 21, 2006 - May 31, 2018
WINDSOR STREET CAPITAL, LP
November 18, 2003 - November 19, 2003
NATIONAL SECURITIES CORPORATION
November 22, 1999 - January 18, 2000
ROAN CAPITAL PARTNERS L.P.
November 30, 1998 - November 18, 1999
LCP CAPITAL CORP.
August 27, 1998 - December 31, 1998
SHAMROCK PARTNERS, LTD
May 13, 1998 - September 3, 1998
EMERSON BENNETT & ASSOCIATES
May 9, 1997 - February 10, 1998
BRAUER & ASSOCIATES, INC.
January 6, 1997 - June 5, 1997
SHAMUS GROUP, INC.
December 20, 1996 - January 9, 1997
ASH FINANCIAL CORP.
June 20, 1996 - November 15, 1996
R.D. WHITE & CO., INC.
February 16, 1996 - May 2, 1996
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2018)
(5/22/2018)
(5/22/2018)
(11/5/2018)
(7/2/2018)
(10/10/2018)
(5/22/2018)
(2/21/2019)
(8/16/2018)
(7/26/2018)
(5/23/2018)
(8/26/2021)
(6/19/2018)
(6/19/2018)
(5/22/2018)
(8/17/2021)
(6/28/2018)
(5/23/2018)
(5/22/2018)
(11/24/2021)
(6/21/2018)
(8/25/2021)
(5/22/2018)
(10/19/2018)
(11/9/2018)
(11/26/2018)
(6/21/2018)
(5/22/2018)
(8/7/2018)
(5/22/2018)
(6/20/2018)
(5/22/2018)
(5/22/2018)
(5/22/2018)
(5/22/2018)
(5/22/2018)
(9/24/2018)
(5/22/2018)
(10/10/2018)
(5/22/2018)
(5/22/2018)
(5/22/2018)
(5/22/2018)
Exams
FINRA
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
