Santiago F. Ghiglino

PENSERRA SECURITIES

New York, NY 10018

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CRD#: 2557884

Professional summary

Santiago Francisco Ghiglino is a registered financial professional currently at PENSERRA SECURITIES, LLC located in New York, New York.

Santiago is registered as a RR (Registered Representative) and started their career in finance in 2000. Santiago has worked at 9 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Santiago Francisco Ghiglino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2012 - Present

PENSERRA SECURITIES, LLC

Office #1: 530 Seventh Ave Suite 2802, New York, NY 10018

CRD#: 145994

New York, NY

Past

December 6, 2010 - January 27, 2012

VCG SECURITIES, LLC

CRD#: 149083

NEW YORK, NY

Past

February 4, 2009 - December 6, 2010

BUCKMAN, BUCKMAN & REID, INC.

CRD#: 23407

NEW YORK, NY

Past

September 8, 2005 - February 10, 2009

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

March 10, 2005 - October 4, 2005

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

January 15, 2002 - August 6, 2003

BOSTON PARTNERS SECURITIES, L.L.C.

CRD#: 2998

BOSTON, MA

Past

October 4, 2001 - January 3, 2002

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

NEW YORK, NY

Past

October 4, 2001 - January 3, 2002

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

NEW YORK, NY

Past

February 3, 2000 - October 23, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/31/2012)

New Jersey
(1/31/2012)

New York
(1/31/2012)

Exams

State Security Law Exam

Series 63

Date: 2/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 5/25/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 4/6/2007

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 2/2/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

PENSERRA SECURITIES, LLC

PENSERRA SECURITIES | PENSERRA SECURITIES, LLC

CRD#: 145994 / SEC#: , 8-67773

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

4 Orinda Way Suite 100-a, Orinda, CA 94563

Mailing Address

4 Orinda Way Suite 100-a, Orinda, CA 94563

Phone number

(646) 459-0581

Established

New York since 02/27/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PENSERRA FINANCIAL VENTURES LLC	HOLDING COMPANY / MEMBER
CASTELLI, ANTHONY NMN	COO	4409925
GEIGER, LEE WILSON	FINOP	1552293
JOSEPH, ELOIS L'KEKSHA	CCO	5449352
MADRIGAL, JORGE NMN	PRESIDENT & CEO / MEMBER	3204950

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Santiago F. Ghiglino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Santiago Francisco Ghiglino's CRS (Customer Relationship Summary).

Certified licenses

Experience

VCG SECURITIES, LLC

BUCKMAN, BUCKMAN & REID, INC.

CANTOR FITZGERALD & CO.

BGC FINANCIAL, L.P.

BOSTON PARTNERS SECURITIES, L.L.C.

MUTUAL OF AMERICA SECURITIES LLC

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/18/2000

SIE

Date: 10/1/2018

Series 87

Date: 5/25/2007

Series 86

Date: 4/6/2007

Series 7

Date: 2/2/2000

FINRA

Nasdaq Stock Market

Current Firm

PENSERRA SECURITIES, LLC

Contact information

FINRA licenses (17 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PENSERRA SECURITIES, LLC

TRUST BUT VERIFY

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