Mark Trust

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CRD#: 2557865

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Trust, who also goes by Mark D Trust, Mark Devin Trust, Marke Devin Trust, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1995. Mark had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mark D Trust | Mark Devin Trust | Marke Devin Trust

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 17, 2016 - October 9, 2017

FIDUCIARY ADVISORS, LLC

CRD#: 104189

PHILADELPHIA, PA

Past

December 13, 2016 - October 18, 2017

FIDUCIARY ADVISORS, LLC

RIA

CRD#: 104189

PHILADELPHIA, PA

Past

December 14, 2012 - January 4, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

December 14, 2012 - January 4, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 7, 2009 - February 22, 2012

NEW ENGLAND SECURITIES

RIA

CRD#: 615

WALL TOWNSHIP, NJ

Past

March 18, 2009 - February 22, 2012

NEW ENGLAND SECURITIES

CRD#: 615

WALL TOWNSHIP, NJ

Past

July 20, 2005 - March 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

April 6, 2005 - March 13, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

June 15, 1995 - June 10, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY ADVISORS, LLC

FIDUCIARY ADVISORS, LLC | PCS DISTRIBUTORS, LLC | MANAGED PLAN PROGRAM

CRD#: 104189 / SEC#: 801-72971, 8-52647

RIA

Registered Investment Advisory firm - SEC (1/3/2012 Approved)

Terminated by SEC on 10/08/2017

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/21/2013

General Securities Principal Examination

Current Firm

FIDUCIARY ADVISORS, LLC

FIDUCIARY ADVISORS, LLC | PCS DISTRIBUTORS, LLC | MANAGED PLAN PROGRAM

CRD#: 104189 / SEC#: 801-72971, 8-52647

RIA

Registered Investment Advisory firm - SEC (1/3/2012 Approved)

Terminated by SEC on 10/08/2017

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Contact information

Main Address

6975 Union Park Ctr Suite 644, Cottonwood Heights, UT 84047

Mailing Address

9450 Sw Gemini Dr. Pmb 65198, Beaverton, OR 97008-7105

Phone number

(801) 492-7341

Established

Pennsylvania since 05/26/2000

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDUCIARY ADVISORS, LLC (3/20/2025)

MANAGEDPLAN (3/20/2025)

Direct owners and executive officers

Name	Position	CRD#
FIDUCIARY SERVICES GROUP, LLC	MEMBER/OWNER
KLEIN, MARK BRUCE	PRESIDENT	2994239
TRUST, MARK	CHIEF COMPLIANCE OFFICER	2557865

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 464,470,156

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2025	Cover Page	Report
12/02/2024	Cover Page	Report
11/07/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark Trust

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIDUCIARY ADVISORS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2005

SIE

Date: 10/9/2017

Series 7

Date: 4/5/2005

Series 24

Date: 5/21/2013

Current Firm

FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

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