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GJ

Gregory S. Jannetta

WILLIAM O'NEIL SECURITIES
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 2557823
GJ

Professional summary

Gregory Samuel Jannetta is a registered financial professional currently at WILLIAM O'NEIL SECURITIES located in Boston, Massachusetts.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Samuel Jannetta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 10, 2016 - Present

WILLIAM O'NEIL SECURITIES

Office #1: 211 Congress Street 5th Floor Suite B, Boston, MA, 02110
BD
CRD#: 894
BOSTON, MA
Past

July 9, 2013 - May 23, 2014

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
BOSTON, MA
Past

March 1, 2011 - June 14, 2013

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
BOSTON, MA
Past

August 22, 2005 - April 28, 2010

UBS SECURITIES LLC

BD
CRD#: 7654
BOSTON, MA
Past

October 10, 2000 - August 8, 2005

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

May 19, 1998 - October 10, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

November 1, 1996 - June 10, 1998

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

November 18, 1994 - October 31, 1996

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/10/2016)
RR
Illinois
(6/13/2023)
RR
Massachusetts
(5/10/2016)
RR
New York
(5/10/2016)
RR
Texas
(6/13/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/30/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/15/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/19/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WO
WILLIAM O'NEIL SECURITIES
O'NEIL SECURITIES INCORPORATED | WILLIAM O'NEIL SECURITIES INCORPORATED | WILLIAM O'NEIL SECURITIES | WILLIAM O'NEIL & COMPANY, INCORPORATED | WILLIAM O'NEIL & CO., INCORPORATED | WILLIAM O'NEIL & CO. INCORPORATED | O'NEIL SECURITIES, INCORPORATED

CRD#: 894 / SEC#: , 8-11763

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
211 Congress Street 5th Floor Suite B, Boston, MA, 02110
Mailing Address
211 Congress Street 5th Floor Suite B, Boston, MA, 02110
Phone number
(617) 936-8584
Established
California since 11/07/1963
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
O'NEIL CAPITAL MANAGEMENT INC.PARENT COMPANY
ACHEKIAN, TROFINANCE MANAGER, FINOP7864191
JANNETTA, GREGORY SAMUELCHIEF EXECUTIVE OFFICER2557823
MASOTTI, ALEXANDER VICTORGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER6375390

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WILLIAM O'NEIL SECURITIES

CRD#: 894Boston, MA 02110

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