Thomas H. Giedgowd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Henry Giedgowd was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1994. Thomas had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2019 - March 27, 2019
GREENLEAF ADVISORS
June 28, 2013 - March 25, 2019
CARROLL CONSULTANTS ADVISORS, LTD.
February 15, 2008 - March 14, 2012
NEW ENGLAND SECURITIES
February 14, 2008 - March 14, 2012
NEW ENGLAND SECURITIES
June 24, 2002 - February 8, 2008
NEW ENGLAND SECURITIES
November 22, 1994 - February 8, 2008
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
GREENLEAF ADVISORS
CRD#: 172332 / SEC#: 801-80155
Contact information
Regulatory assets under management
| Total Number of Accounts | 58 |
| AUM (Assets Under Management) | $ 900,000,000 |
Red Flags
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