Rajarshi Bhattacharyya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rajarshi Bhattacharyya, who also goes by Raj Bhattacharyya, was a registered financial professional .
Rajarshi is a previously registered financial professional and started their career in finance in 1994. Rajarshi had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2019 - June 26, 2020
M&A SECURITIES GROUP, INC.
September 6, 2001 - July 10, 2018
DEUTSCHE BANK SECURITIES INC.
July 16, 1996 - August 7, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 9, 1994 - April 26, 1996
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
M&A SECURITIES GROUP, INC.
CRD#: 39999 / SEC#: , 8-48926
Contact information
FINRA licenses (48 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
