David V. Polushkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Vyacheslav Polushkin was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 15 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2000 - March 6, 2001
GLOBAL ACCESS FINANCIAL SERVICES
November 19, 1999 - October 26, 2000
FIRST MADISON SECURITIES, INC.
November 25, 1998 - July 26, 1999
GLENN MICHAEL FINANCIAL, INC.
July 15, 1998 - December 3, 1998
JOSEPHTHAL & CO., INC.
February 4, 1998 - July 8, 1998
ROAN CAPITAL PARTNERS L.P.
November 24, 1997 - February 5, 1998
STUART, COLEMAN & CO., INC.
October 21, 1997 - November 24, 1997
FIRST METROPOLITAN SECURITIES, INC.
August 15, 1997 - October 31, 1997
SHAMUS GROUP, INC.
June 26, 1997 - August 19, 1997
MONTROSE CAPITAL MANAGEMENT LTD.
May 8, 1997 - June 27, 1997
J.W. BARCLAY & CO., INC.
October 16, 1996 - May 16, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
June 10, 1996 - September 30, 1996
STATE CAPITAL MARKETS CORPORATION
January 15, 1996 - May 22, 1996
PARAGON CAPITAL MARKETS, INC.
May 3, 1995 - January 29, 1996
GKN SECURITIES CORP.
February 27, 1995 - April 12, 1995
RICKEL & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL ACCESS FINANCIAL SERVICES
CRD#: 30998 / SEC#: , 8-45305
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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