Sriraman Kempe

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CRD#: 2557690

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sriraman Kempe, who also goes by Sriraman Natarajan, was a registered financial professional .

Sriraman is a previously registered financial professional and started their career in finance in 2004. Sriraman had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sriraman Natarajan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 15, 2016 - December 31, 2022

INNOVA WEALTH PARTNERS, LLC

RIA

CRD#: 168500

NEWTOWN, PA

Past

June 1, 2009 - March 14, 2014

MORGAN STANLEY

RIA

CRD#: 149777

DOYLESTOWN, PA

Past

June 1, 2009 - March 14, 2014

MORGAN STANLEY

CRD#: 149777

DOYLESTOWN, PA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

DOYLESTOWN, PA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

DOYLESTOWN, PA

Past

November 3, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

DOYLESTOWN, PA

Past

August 9, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

DOYLESTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVA WEALTH PARTNERS, LLC

FOSTER, IAN | SECKEL CAPITAL ADVISORS, LLC | INNOVA WEALTH PARTNERS, LLC

CRD#: 168500 / SEC#: 801-117798

RIA

Registered Investment Advisory firm - (1/8/2020 Approved)

California

Registered Investment Advisory firm - (2/19/2020 Terminated)

Colorado

Registered Investment Advisory firm - (1/28/2020 Terminated)

Delaware

Registered Investment Advisory firm - (1/21/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/20/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/20/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/22/2020 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 12/9/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/6/2004

General Securities Representative Examination

Current Firm

INNOVA WEALTH PARTNERS, LLC

FOSTER, IAN | SECKEL CAPITAL ADVISORS, LLC | INNOVA WEALTH PARTNERS, LLC

CRD#: 168500 / SEC#: 801-117798

RIA

Registered Investment Advisory firm - (1/8/2020 Approved)

California

Registered Investment Advisory firm - (2/19/2020 Terminated)

Colorado

Registered Investment Advisory firm - (1/28/2020 Terminated)

Delaware

Registered Investment Advisory firm - (1/21/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/20/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/20/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/22/2020 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2020 Terminated)

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Contact information

Main Address

12 Terry Drive Suite 203, Newtown, PA 18940

Mailing Address

Phone number

(888) 270-1574

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/11/2025)

Regulatory assets under management

Total Number of Accounts	1,197
AUM (Assets Under Management)	$ 228,175,527

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sriraman Kempe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

INNOVA WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2004

Series 31

Date: 12/9/2004

Series 7

Date: 8/6/2004

Current Firm

INNOVA WEALTH PARTNERS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVA WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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