LW
Lisa S. Weaver
WORLD CAPITAL ADVISORS
STATE COLLEGE, PA 16801
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CRD#: 2557637
LW
Professional summary
Lisa Sue Weaver is a registered financial advisor currently at WORLD CAPITAL ADVISORS, LLC located in State College, Pennsylvania.
Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Lisa has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFESTYLE RETIREMENT COMPANY: CO-OWNER. THE BUSINESS IS AN INVESTMENT-RELATED BUSINESS, WHICH SERVES AS A THIRD-PARTY ADMINISTRATOR TO QUALIFIED EMPLOYER RETIREMENT BENEFIT PLANS. THE BUSINESS IS LOCATED AT 409 S. PUGH STREET, STATE COLLEGE, PA 16801. THIS IS MY PRIMARY EMPLOYMENT - ALL BUSINESS HOURS DURING SECURITIES TRADING HOURS ARE DEVOTED TO THIS BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa Sue Weaver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2011 - Present
WORLD CAPITAL ADVISORS, LLC
Office #1: 409 S. Pugh Street, State College, PA 16801RIA
CRD#: 135941
STATE COLLEGE, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WORLD CAPITAL ADVISORS, LLC
WORLD CAPITAL ADVISORS, LLC
CRD#: 135941 / SEC#: 801-79761
RIA
Registered Investment Advisory firm - (6/5/2014 Approved)Pennsylvania
Registered Investment Advisory firm - (12/31/2014 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(4/12/2011)
Exams
Current Firm
WC
WORLD CAPITAL ADVISORS, LLC
WORLD CAPITAL ADVISORS, LLC
CRD#: 135941 / SEC#: 801-79761
RIA
Registered Investment Advisory firm - (6/5/2014 Approved)Pennsylvania
Registered Investment Advisory firm - (12/31/2014 Terminated)Virginia
Registered Investment Advisory firm - (12/31/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1636 Logan Street, Denver, CO 80203
Mailing Address
Phone number
(804) 267-7418
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 62,031,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORLD CAPITAL ADVISORS, LLC
CRD#: 135941State College, PA 16801TRUST BUT VERIFY
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