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TS

Thomas F. Stanton

PATIENT SQUARE CAPITAL MARKETS
NEW YORK, NY 10153
Some features on this profile are disabled
CRD#: 2557504
TS

Professional summary

Thomas Fuller Stanton, who also goes by Tom Stanton, is a registered financial professional currently at PATIENT SQUARE CAPITAL MARKETS, LLC located in New York, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 3, Series 7, Series 6 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tom Stanton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Fuller Stanton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2026 - Present

PATIENT SQUARE CAPITAL MARKETS, LLC

Office #1: 767 Fifth Ave, Floor 43, New York, NY 10153
BD
CRD#: 337850
NEW YORK, NY
Past

January 3, 2022 - July 18, 2024

TCG CAPITAL MARKETS L.L.C.

BD
CRD#: 291767
NEW YORK, NY
Past

January 10, 2020 - December 31, 2021

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

May 21, 2015 - January 10, 2020

TCG SECURITIES, L.L.C.

BD
CRD#: 154788
NEW YORK, NY
Past

June 12, 2014 - April 24, 2015

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
New York, NY
Past

June 18, 2013 - June 13, 2014

TCG SECURITIES, L.L.C.

BD
CRD#: 154788
NEW YORK, NY
Past

April 14, 2009 - November 15, 2012

DCM BROKERS, LLC

BD
CRD#: 144158
CHICAGO, IL
Past

April 6, 2004 - August 29, 2008

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHICAGO, IL
Past

April 6, 2004 - August 29, 2008

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

December 15, 2003 - March 2, 2004

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

May 21, 2001 - March 2, 2004

BNY ADVISORS

RIA
CRD#: 106108
MALVERN, PA
Past

February 27, 2001 - December 15, 2003

LOCKWOOD FINANCIAL SERVICES, INC.

BD
CRD#: 40655
MALVERN, PA
Past

November 18, 1999 - February 16, 2001

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
JERSEY CITY, NJ
Past

June 19, 1998 - August 18, 1999

CALVERT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 37527
BETHESDA, MD
Past

November 16, 1994 - June 3, 1998

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/14/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/18/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/13/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/27/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/15/1994
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 30
Date: 12/7/2012
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PATIENT SQUARE CAPITAL MARKETS, LLC
PATIENT SQUARE CAPITAL MARKETS, LLC

CRD#: 337850 / SEC#: , 8-71414

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
767 Fifth Ave, Suite 46d, New York, NY 10153
Mailing Address
767 Fifth Ave, Suite 46d, New York, NY 10153
Phone number
(212) 836-6100
Established
Delaware since 05/19/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PATIENT SQUARE CAPITAL, LPMANAGING MEMBER312203
BUSH, SARAHCHIEF COMPLIANCE OFFICER5841363
CHIN, PHYLLIS NYUK FAHFINOP, PFO, POO6250921
CHONG, RUSSELL GORDONCHIEF EXECUTIVE OFFICER3130318

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PATIENT SQUARE CAPITAL MARKETS, LLC

CRD#: 337850New York, NY 10153

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