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Daniel Alex Cantarovici

CRD# 2557408·Registered 1994 - 2013
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Alex Cantarovici was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1994 - 2013. Daniel had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

HANSON FINANCIAL, LLC·CRD# 125189
RIA
Denver, CO
May 23, 2003 - November 27, 2013
CASCADE FINANCIAL MANAGEMENT, INC.·CRD# 119030
BD
Denver, CO
April 19, 2002 - October 13, 2017
CASCADE FINANCIAL MANAGEMENT, INC.·CRD# 119030
RIA
Denver, CO
April 11, 2002 - October 13, 2017
CASCADE INVESTMENT GROUP, INC.·CRD# 35844
BD
Colorado Springs, CO
January 18, 2002 - May 10, 2002
STANFORD GROUP COMPANY·CRD# 39285
BD
Houston, TX
January 5, 1998 - January 16, 2002
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
November 11, 1994 - January 6, 1998
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
November 11, 1994 - January 6, 1998

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Current Firm

HF
HANSON FINANCIAL, LLC

HANSON FINANCIAL, LLC

CRD#: 125189

Contact Information

Main Address

950 17th Street Suite 950, Denver, CO 80202

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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