David W. Tice

MORAN TICE CAPITAL MANAGEMENT LLC

Highlands, NC

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CRD#: 2557342

Professional summary

David Wayne Tice is a registered financial advisor currently at MORAN TICE CAPITAL MANAGEMENT LLC located in Highlands, North Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tice Capital, LLC. Chief Executive Officer 2501 N. Harwood, #2001 Dallas, Texas 75201 Investment related business Start Date: January 2011 Hours/Month devoted to Tice Capital: 120 hours per month Hours devoted to Tice Capital during trading hours: 80 hours per month Duties: consulting services to investment firms/professionals regarding macro themes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Tice's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2020 - Present

MORAN TICE CAPITAL MANAGEMENT LLC

RIA

CRD#: 305734

Highlands, NC

Past

July 2, 2020 - December 31, 2024

RANGER ALTERNATIVE MANAGEMENT, L.P.

RIA

CRD#: 145543

Atlanta, GA

Past

January 31, 1995 - August 21, 2007

BTN RESEARCH, INC.

CRD#: 37456

ST. JOHN, VI

Past

April 29, 1994 - March 30, 2009

DAVID W. TICE & ASSOCIATES, LLC

RIA

CRD#: 106611

ST. THOMAS, VI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/23/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/1994

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 12/14/1994

Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

MORAN TICE CAPITAL MANAGEMENT LLC

MORAN TICE CAPITAL MANAGEMENT LLC | TG MORAN CAPITAL MANAGEMENT, LLC | MORAN-TICE CAPITAL MANAGEMENT, LLC

CRD#: 305734 / SEC#:

Georgia

Registered Investment Advisory firm - (10/31/2019 Approved)

North Carolina

Registered Investment Advisory firm - (1/24/2022 Approved)

Tennessee

Registered Investment Advisory firm - (10/14/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Highlands, NC

Mailing Address

Phone number

(404) 272-8311

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 32,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Tice

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Wayne Tice's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORAN TICE CAPITAL MANAGEMENT LLC

RANGER ALTERNATIVE MANAGEMENT, L.P.

BTN RESEARCH, INC.

DAVID W. TICE & ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2020

Series 63

Date: 11/21/1994

Series 7

Date: 11/23/1994

Series 24

Date: 12/28/1994

Series 28

Date: 12/14/1994

Current Firm

MORAN TICE CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MORAN TICE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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