Bradley S. Rosenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Scott Rosenberg, who also goes by Brad S Rosenberg, Brad Scott Rosenberg, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1994. Bradley had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2006 - January 21, 2016
PLUS SECURITIES LLC
September 4, 2003 - February 9, 2004
THE BENCHMARK COMPANY, LLC
June 25, 1999 - April 28, 2000
STERLING FINANCIAL INVESTMENT GROUP, INC.
November 15, 1994 - May 19, 1999
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
PLUS SECURITIES LLC
CRD#: 138299 / SEC#: , 8-67157
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
