Raymond T. Klosz
Professional summary
Raymond Theodore Klosz, who also goes by Raymond Theodore Klosz, Raymond Klosz, is a registered financial professional currently at KEY INVESTMENT SERVICES LLC located in Brooklyn, Ohio.
Raymond is registered as a RR (Registered Representative) and started their career in finance in 1994. Raymond has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raymond Theodore Klosz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2026 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 4900 Tiedeman Road, Brooklyn, OH 44144January 27, 2026 - April 13, 2026
PNC CAPITAL MARKETS LLC
August 7, 2015 - December 31, 2021
J.P. MORGAN SECURITIES LLC
August 6, 2015 - August 10, 2025
J.P. MORGAN SECURITIES LLC
November 29, 2012 - June 25, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 26, 2012 - June 25, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 2006 - December 3, 2012
THE HUNTINGTON INVESTMENT COMPANY
November 2, 2000 - December 3, 2012
THE HUNTINGTON INVESTMENT COMPANY
November 25, 1994 - October 26, 2000
BANC ONE SECURITIES CORPORATION
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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