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JN

Jon Normile

CRD# 2557176·Registered 1995 - 2024
Previously Registered: Being a previously registered professional could mean that Jon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jon Normile, who also goes by John Michael Normile, Jon Michael Normile, was a registered financial advisor. Jon was a previously registered financial professional and started their career in finance 1995 - 2024. Jon had worked at 7 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 3, Series 27, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Michael Normile, Jon Michael Normile

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years registered in the securities industry

Current & Past Employments

Past

KRAKEN SECURITIESPast·CRD# 324343
BD
Fort Lauderdale, FL
June 10, 2024 - July 15, 2024
CAMBRIA CAPITAL, LLCPast·CRD# 133760
BD
Salt Lake City, UT
July 24, 2020 - December 31, 2020
TRIPOINT GLOBAL EQUITIES/BANQ(R)Past·CRD# 143174
BD
New York, NY
September 10, 2019 - March 13, 2020
GOLDMAN SACHS CUSTODY SOLUTIONSPast·CRD# 48015
BD
Mclean, VA
July 25, 2012 - September 3, 2019
ICLEARING LLCPast·CRD# 43200
BD
Omaha, NE
November 29, 1999 - April 24, 2003
ICAPITAL MARKETS LLCPast·CRD# 5209
BD
Omaha, NE
August 1, 1995 - November 23, 1999
HEARTLAND SECURITIES CORP.Past·CRD# 43201
BD
Edison, NJ
January 8, 1998 - April 16, 1998

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Current Firm

KS
KRAKEN SECURITIES

KRAKEN SECURITIES | PAYWARD EQUITIES LLC | KRAKEN SECURITIES LLC

CRD#: 324343 / SEC#: 8-71030
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299

Mailing Address

200 East Las Olas Blvd 14th Floor, Fort Lauderdale, FL 33301-2299

Phone Number

(888) 837-8818

Established

Delaware since 11/02/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAYWARD, INC.SOLE MEMBER—
BASKETT, ERIN ELAINECCO4538604
BASKETT, ERIN ELAINECFO/ FINOP4538604
MURRAY, BRENDAN GERARDCOO3248970

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2024About the Series 7TO exam

Series 99TO — Operations Professional Examination

Passed Jun 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2020About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1995About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1994About the Series 3 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 2024About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jun 2024About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Apr 1997About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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