Jon Normile
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Normile, who also goes by John Michael Normile, Jon Michael Normile, was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1995. Jon had worked at 7 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7, Series 3, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2024 - July 15, 2024
KRAKEN SECURITIES
July 24, 2020 - December 31, 2020
CAMBRIA CAPITAL, LLC
September 10, 2019 - March 13, 2020
TRIPOINT GLOBAL EQUITIES/BANQ(R)
July 25, 2012 - September 3, 2019
GOLDMAN SACHS CUSTODY SOLUTIONS
November 29, 1999 - April 24, 2003
ICLEARING LLC
January 8, 1998 - April 16, 1998
HEARTLAND SECURITIES CORP.
August 1, 1995 - November 23, 1999
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/10/2024
General Securities Representative ExaminationSeries 99TO
Date: 6/10/2024
Operations Professional ExaminationCurrent Firm
KRAKEN SECURITIES
CRD#: 324343 / SEC#: , 8-71030
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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