Theodore J. Fischer
FISCHER INVESTMENT STRATEGIES
WESTLAKE VILLAGE, CA 91361
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CRD#: 2557085
Professional summary
Theodore James Fischer, AIF®, CFP®, who also goes by Ted Fischer, is a registered financial advisor currently at FISCHER INVESTMENT STRATEGIES, LLC located in Westlake Village, California.
Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Theodore has worked at 5 firms and has passed the Series 63, Series 7, Series 6 and Series 8 exams.
Biography
Besides having extensive knowledge and experience in Financial Planning, Investment Management, Tax Planning, Estate Planning, and Retirement Planning we also have a separate website offering Business Owners assistance with Retirement Plans. Please visit www.fisrs.com
Question & Answer
What are your service offerings?
Divorce Planning
Retirement Planning
Employee and Employer Plan Ben...
Investment Planning
Tax Planning
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Do you have an area of expertise or specialization?
Business Owners
Cash Flow/Budgets/Credit Issue...
Charitable Giving
College/Education Planning
Corporate Executives
Divorce Planning
Are you a "fiduciary"?
Yes
Aliases
Ted Fischer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Theodore James Fischer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
December 16, 2011 - Present
FISCHER INVESTMENT STRATEGIES, LLC
Office #1: 920 Hampshire Road, Suite A-2, Westlake Village, CA 91361RIA
CRD#: 156883
WESTLAKE VILLAGE, CA
Past
June 7, 2007 - December 20, 2011
INDEX FUND ADVISORS, INC.
RIA
CRD#: 109143
WESTLAKE VILLAGE, CA
Past
August 26, 2004 - June 5, 2007
CHURCHILL MANAGEMENT GROUP
RIA
CRD#: 109651
WESTLAKE VILLAGE, CA
Past
November 17, 1995 - July 10, 1998
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
December 12, 1994 - August 25, 1995
WELLS FARGO SECURITIES INC.
BD
CRD#: 17438
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FISCHER INVESTMENT STRATEGIES, LLC
FISCHER INVESTMENT STRATEGIES, LLC
CRD#: 156883 / SEC#: 801-116986
RIA
Registered Investment Advisory firm - (7/22/2019 Approved)California
Registered Investment Advisory firm - (9/28/2019 Terminated)Texas
Registered Investment Advisory firm - (8/29/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/19/2011)
IAR
Texas(12/16/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/11/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FISCHER INVESTMENT STRATEGIES, LLC
FISCHER INVESTMENT STRATEGIES, LLC
CRD#: 156883 / SEC#: 801-116986
RIA
Registered Investment Advisory firm - (7/22/2019 Approved)California
Registered Investment Advisory firm - (9/28/2019 Terminated)Texas
Registered Investment Advisory firm - (8/29/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
920 Hampshire Road Suite A-2, Westlake Village, CA 91361-6039
Mailing Address
Phone number
(805) 418-7686
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 974 |
| AUM (Assets Under Management) | $ 200,443,243 |
Red Flags
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Company Information
FISCHER INVESTMENT STRATEGIES, LLC
CRD#: 156883Westlake Village, CA 91361TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
