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JB

James W. Barrineau

FIDUCIARY CAPITAL MANAGEMENT
New York, NY
Some features on this profile are disabled
CRD#: 2557054
JB

Professional summary

James William Barrineau is a registered financial advisor currently at FIDUCIARY CAPITAL MANAGEMENT LLC located in New York, New York.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. James has worked at 6 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James William Barrineau's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 31, 2026 - Present

FIDUCIARY CAPITAL MANAGEMENT LLC

RIA
CRD#: 340618
New York, NY
Past

September 6, 2022 - March 28, 2023

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
SMITHTOWN, NY
Past

June 5, 2012 - January 21, 2022

SCHRODER FUND ADVISORS LLC

BD
CRD#: 24129
NEW YORK, NY
Past

January 9, 1999 - August 2, 2010

ALLIANCEBERNSTEIN INVESTMENTS, INC.

BD
CRD#: 14549
NEW YORK, NY
Past

November 29, 1997 - September 1, 1998

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

September 1, 1995 - January 14, 1999

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(3/31/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/28/2026
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/31/1995
General Securities Representative Examination

Current Firm

FC
FIDUCIARY CAPITAL MANAGEMENT LLC
FIDUCIARY CAPITAL MANAGEMENT LLC | FIDUCIARY CM

CRD#: 340618 / SEC#: 801-135523

RIA
Registered Investment Advisory firm - (3/12/2026 120-Day Approval)
PREMIUM
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Contact information

Main Address
1621 Central Ave, Cheyenne, WY 82001
Mailing Address
Phone number
(503) 515-1313
Established
Firm type
Fiscal year end
# of Employees
1

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDUCIARY CAPITAL MANAGEMENT LLC (2/8/2026)

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 5,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDUCIARY CAPITAL MANAGEMENT LLC

CRD#: 340618New York, NY

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